1
CORONERS COURT OF NEW SOUTH WALES
Inquest:
Inquest into the death of Maureen Anne Smith
Hearing dates:
26, 27 and 29 October 2021;
6 June 2022; and
13 to 15 September 2022
Date of findings:
21 August 2023. Corrigendum issued 25 August 2023.
Place of findings:
Coroners Court, Lidcombe
Findings of:
Magistrate Harriet Grahame, Deputy State Coroner
Catchwords:
CORONIAL LAW
Glen Innes District Hospital,
Armidale Rural Referral Hospital, referral of medical
practitioner to
the Australian Health Practitioner
Regulation Agency Medical Council of NSW, signs of
clinical deterioration due to sepsis, septicaemia,
septic arthritis, Between the Flags, inter-hospital
transfer delays, systems for inter-hospital transfers in
regional areas, vital signs observations
File Number:
2018/103054
AMENDED PURSUANT TO THE IMPLIED POWERS TO CORRECT A JUDGMENT AS
SET OUT IN ACHURCH V THE QUEEN (2014) 253 CLR 141
2
Representation:
Ms K Edwards and Ms S Danne, Counsel assisting
the
Coroner instructed by Ms S Pickard, Department of
Communities and Justice
Mr B Bradley instructed by Ms L Blair, Crown Solicitor’s
Office, on behalf of Hunter New England Local Health
District, NSW Ambulance, HealthShare and NSW
Pathology
Mr N Dawson
instructed by Mr B Thompson, NSW
Nurses and Midwives Association, on behalf of Ms A
Cupitt, Ms J Murphy, Ms H Conyard, Mr R MacLean, Ms
D Cox, Ms J Sillitoe, Ms J Mulvey, Ms A Pietsch, Ms E
McLoughlin and Ms J Dijkstra
Ms L Toose, NSW Nurses and Midwives A
ssociation, on
behalf of Ms C Tierney
Mr R Coffey instructed by Mr A Deards, Makinson
d’Apice Lawyers, on behalf of Dr J Natukokona
Mr J Harris instructed by Ms E Marel, Avant Mutual, on
behalf of Dr M Manning
Dr P Dwyer instructed by Mr E Hui, Mills Oakle
y, on
behalf of Mr M Dunworth
Parties who did not appear at oral hearing
Ms A Lowe, unrepresented
Ms D Jackson, MDA National, on behalf of Dr R Diebold
Ms G Wright, KC Louise Jardim i
nstructed by Ms S
Dow, DLA Piper,
on behalf of Mr M Al-Amin
Findings
I make the following findings pursuant to s 81 of the
Coroners Act 2009 (NSW):
Identity
The person who died was Maureen Anne Smith
Date of death
She died on 1 April 2018
Place of death
She died at
Armidale Rural Referral Hospital, Armidale
NSW
Cause of death
She died of septicaemia (Staphylococcus aureus) with
the antecedent cause of septic arthritis.
Manner of death
There were systemic errors in the management of
Maureen’s condition which caused her transfer
between hospitals to be delayed overnight. This had
the cascading effect of delaying the commencement of
AMENDED PURSUANT TO THE IMPLIED POWERS TO CORRECT A JUDGMENT
REPRESENTATIVES
3
antibiotic treatment and resulted in Maureen receiving
sub-optimal care.
Recommendations
To the Australian Health Practitioner Regulation
Agency (AHPRA) Medical Council of NSW
1. That Dr Jauncy Natukokona (also known as Robert
Hakwa) be referred to the Australian Health
Practitioner Regulation Agency Medical Council of
NSW for investigation of his clinical conduct and
that a copy of these findings be forwarded
to assist with that investigation.
To Glen Innes District Hospital
2.
An audit process of appropriate nursing records
should be undertaken at Glen Innes District
Hospital, including the use of Standard Audit
General Observation charts, fluid charts, recording
of hourly rounding and recording of observations,
with a view to improving these matters to attain an
acceptable standard if the result of that audit were
to demonstrate system issues. Such audit should
be conducted at least twice yearly, for a trial period
of two years and the capacity to be ongoing, in
order to identify trends.
To Hunter New England Local Health District, NSW
Ambulance and Patient Transport Services
3. That communications between transport agencies
in relation to a patient transfer should involve the
treating doctor whenever possible, but especially in
relation to any potential
change to the medically
agreed timeframe, to avoid incorrect information
concerning the diagnosis or urgency being passed
on second or third hand.
To Hunter New England Local Health District and
Patient Transport Services
4. That an inter-hospital
booking for specialist
treatment cannot be made with Patient Transport
Services (via any method, whether directly or via
Patient Flow Unit) unless a
medically agreed
timeframe has been agreed between the sending
AMENDED PURSUANT TO THE IMPLIED POWERS TO CORRECT A JUDGMENT
RECOMMENDATION 1
4
and receiving staff (by doctors unless unavailable)
and recorded in the Patient Transport Services
system.
5. That the Hunter New England Local Health District
urgently consider and address the following issues
as part of the pilot Medically Agreed Timeframe
Project:
a.
provide a solution for obtaining a medically
agreed timeframe where the three-
way
phone call between the Patient F
low Unit,
the referring clinician and the accepting
clinician is bypassed;
b.
provide certainty that a “force function” can
be implemented in the Patient Flow Portal
and the Patient Transport Service
s
Computer Aided Dispatch when the booking
does not come th
rough the Patient Flow
Portal;
c. provide a mechanism to enforce the Local
Health District
updating changes to the
medically agreed timeframe in the booking
system;
d.
clarify the trigger for the proposed
escalation pathway for notifying the Local
Health Distri
ct when Patient Transport
Services does not have capacity to conduct
a transfer including whether it is an
automated or a human function;
e.
clarify whether the proposed notification
system leaves time for the patient transfer
to be reallocated to another service in order
to meet the original medically agreed
timeframe; and
f. remove the time estimate pre-generated by
the Patient Transport Services booking
system as it risks confusing the medically
agreed timeframe.
5
To Hunter New England Local Health District
6.
That Patient Flow Unit should record telephone
calls in order to further improve training and
performance, including to assist with accurate
audits of the number of patients transferred within
the relevant medically agreed timeframe.
To NSW Ambulance
7.
That NSW Ambulance consider undertaking an
audit of outcomes from overflow transfer requests
including:
a.
whether they were triaged through the
Virtual Clinical Coordination Centre;
b.
whether NSW Ambulance undertook the
transfer within 24 hours or otherwise; and
c. whether (and the circumstances in which)
the transfer request was sent back to
Patient Transport Services.
6
Table of Contents
Introduction .......................................................................................................................... 7
The role of the coroner and the scope of the inquest ........................................................... 8
The evidence ....................................................................................................................... 8
Fact finding and chronology ............................................................................................... 10
Standard of care ................................................................................................................ 10
Factual findings in relation Dr Natukokona’s evidence ................................................... 11
The standard of care provided by Dr Natukokona .......................................................... 13
The standard of care provided by Dr Manning ............................................................... 15
The standard of nursing care ......................................................................................... 16
Transfer delay .................................................................................................................... 19
Failure to seek or obtain a medically agreed timeframe (MAT) ...................................... 19
The coordination role of PFU ......................................................................................... 21
The disproportionate weight on “between the flags” ....................................................... 21
Failures in the making and transfer of bookings ............................................................. 22
NSWA culture of preserving resources .......................................................................... 23
Determination of patient suitability and care provided by PTS ....................................... 24
The resourcing issues ........................................................................................................ 25
The need for recommendations ......................................................................................... 25
Findings ............................................................................................................................. 25
Identity ............................................................................................................................ 25
Date of death .................................................................................................................. 25
Place of death ................................................................................................................ 25
Cause of death ............................................................................................................... 25
Manner of death ............................................................................................................. 26
Conclusion ......................................................................................................................... 28
7
Introduction
1. This inquest concerns the tragic death of Maureen Anne Smith. Maureen was 75 years of
age when she died at Armidale Rural Referral Hospital (ARRH) on 1 April 2018 after a
delay
ed transfer from Glenn Innes District Hospital (GIDH) for specialist attention.
2. Maureen was described as a strong and independent woman. She had two sons, William
and Craig Wilson, with whom she maintained regular contact. She often looked after her
grandchildren when living close to them.
3. Maureen was a kind neighbour and formed a quick friendship with Leann Nixon when they
lived on the same street. Maureen and Leann remained close friends long after Maureen
moved away, with Leann visiting her nearly every day and assisting with Maureen’s care
when her health began to decline.
4. Up until she turned 50, Maureen was a fit and healthy woman who worked as a cleaner. In
March 1994, Maureen suffered a fall at work and underwent back surgery. The surgery
provided inadequate pain relief. Ongoing treatment included administration of Pethidine,
Valium and Stemetil.
5. In July 2008, Maureen sustained further injuries when a motorbike fell on her. In 2009, she
was referred to an orthopaedic surgeon for the treatment of her resulting hip ulcers and
ongoing management of pain in her right knee, right shoulder and left hip. In 2011, Maureen
was diagnosed with chronic methicillin-resistant staphylococcus aureus (MRSA) arising
from the ulcer in her left hip. Specialist consultations continued until her death.
6. In March 2018, Maureen received steroid injections into her hip, knee and shoulder. It was
around this time that William and Leann began to observe a decline in Maureen’s health.
7. On 31 March 2018, Maureen was admitted to GIDH by Ambulance suffering uncontrolled
pain. She was admitted under Dr Manning, a locum medical officer. A determination was
made between Dr Manning and the accepting Orthopaedic Registrar at ARRH, Dr
Natukokona, to transfer Maureen to
GIDH ARRH for a knee aspiration. The systematic
errors whic
h caused Maureen’s transfer to be delayed overnight had the cascading
effect of delaying the commencement of antibiotic treatment. Maureen passed away
shortly after her arrival at GIDH ARRH the following morning.
8. The transportation issues and subsequent decision-making of medical staff were important
issues explored in this inquest and a series of improvements have been identified as a
result.
AMENDED PURSUANT TO THE IMPLIED POWERS TO CORRECT A JUDGMENT
PARAGRAPH 7
8
The role of the coroner and the scope of the inquest
9. The role of the coroner is to make findings as to the identity of the nominated person and in
relation to the place and date of their death. The coroner is also to address issues
concerning the manner and cause of the person’s death.
1
A coroner may make
recommendations, arising from the evidence, in relation to matters that have the capacity
to improve public health and safety in the future.
2
The evidence
10. Unfortunately, these proceedings occurred some time after Maureen’s death, having been
delayed for a number of reasons including COVID-19 restrictions. There were times when
the passage of time affected the memory of a witness.
11. The court took evidence over 7 hearing days. The court also received extensive
documentary material in seven volumes, as well as audio visual material. This material
included witness statements, medical records and expert reports. The court heard oral
evidence from doctors and nurses involved in Maureen’s medical care and transport. The
court was also assisted by expert evidence from:
a. Professor William Rawlinson, Infectious Diseases Physician;
b. A/Professor Anna Holdgate, Senior Staff Specialist in Emergency Medicine;
c. Registered Nurse (RN) Eunice Gribbin, Expert Nursing Consultant; and
d. A/Professor Nigel Hope, Orthopaedic Registrar.
12. A/Professor Hope’s report was provided by representatives for Dr Natukokona during the
hearing and was tendered, after A/Professor Holdgate and RN Gribbin had concluded their
evidence and after Professor Rawlinson had been excused as no parties required his
attendance. He was not called to give oral evidence. I note there was no request from any
party to call him.
13. While I am unable to refer specifically to all the available material in detail in my reasons, it
has been comprehensively reviewed and assessed.
14. The following list of issues was prepared before the proceedings commenced:
a. Whether the care and treatment provided to Maureen by GIDH from 31 March 2018 to
1 April 2018 was adequate and appropriate (having regard to her medical history and
clinical condition), including:
1
Section 81 Coroners Act 2009 (NSW).
2
Section 82 Coroners Act 2009 (NSW).
9
a. the manner in which her presenting condition and the risk of developing
sepsis syndrome was identified;
b. the manner in which the sepsis pathway was implemented;
c. the application of the sepsis pathway to the circumstances of the regional
Local Health District (LHD) having regard to (amongst other matters):
i. potential delays in transport and/or obtaining pathology results; and
ii. the decision to withhold antibiotics for a patient with possible sepsis or
septic joint pending transfer to ARRH for a joint aspiration;
d. the decision to withhold antibiotics when it became clear that Maureen would
not be transported to ARRH on 31 March 2018;
e. the frequency of monitoring and observation of Maureen, particularly
overnight; and
f. the medical and nursing staff response to Maureen’s deteriorating condition,
particularly her increasing confusion/delirium.
b. Whether the advice provided by the Orthopaedic Registrar at ARRH was appropriate,
particularly with respect to the provision of antibiotics, throughout the period of
Maureen’s treatment at GIDH and ARRH having regard to her medical history and
clinical condition.
c. The circumstances in which Maureen’s transfer to ARRH was delayed, including
whether:
a. Maureen was appropriately triaged as a non-urgent patient;
b. urgent transport (by ambulance) should have been provided to ARRH on 31
March 2018 or 1 April 2018;
c. medical and nursing staff at GIDH should have responded differently when
transport was refused or delayed (both in terms of her treatment and further
attempts to ensure there was urgent transportation); and
d. the applicable policies, procedures and guidelines were appropriate?
d. The adequacy of pathology arrangements operative during after hours, on weekends
and during public holidays in the Hunter New England (HNE) LHD, including in an
emergency situation.
e. Whether any recommendations are necessary or desirable in connection with
Maureen’s death, including the advice provided to locum doctors at GIDH.
10
15. These issues guided the investigation. However, the inquest process tends to crystalize the
issues in real contention and I intend to address those issues under several broad headings.
Fact finding and chronology
16. Prior to commencing the inquest, those assisting me prepared a summary of facts taken
from the extensive available material. The document was circulated to the parties a
nd
agr
eement was reached in relation to the summary of facts contained. That document is
annexed at Appendix A. It accurately sets out a chronology of events and for that reason I
do not intend to repeat all those details here. It should be read in conjunction with these
reasons.
17. Among other things it records the time, place and medical cause of Maureen’s death. Thes
e
m
atters, on which I must make findings pursuant to section 81 of the Coroners Act, were
not in dispute. Maureen died at ARRH on 1 April 2018. I accept the forensic pathologist’s
opinion, which was supported by each of the independent experts, that her medical caus
e
of death
is appropriately recorded as septicaemia (Staphylococcus aureus) wi
th the
antec
edent cause of septic arthritis. Further, I accept the opinions of both Professor
Rawlinson and A/Professor Holdgate that it is most likely the joint injections whic
h had
occurred in March 2018 were the source of the septic arthritis which later became
gener
alised sepsis. Given that these matters were essentially uncontested, the heari
ng
foc
ussed broadly on the manner of Maureen’s death, which in turn included examinati
on of
her
treatment and transfer between hospitals.
18. Further evidence was received in oral testimony relating to Maureen’s medical care and the
decisions made in relation to her transfer. There was also evidence relati
ng to the
pr
ocedures and processes now in place with respect to hospital transfers and expected
levels of care. Counsel assisting have also summarised much of this material in thei
r
c
omprehensive closing submissions. I rely heavily on their submissions to set out further
chronological details and aspects of the expert evidence in these reasons, where
appr
opriate incorporating their words. I have also had the opportunity to consult
comprehensive submissions from the each of the parties and I have adopted their
submissions where appropriate.
19. Counsel assisting identified a number of key issues and it is efficient to deal with each in
tur
n.
Standard of care
20. The inquest shed light on shortcomings in the standard of care provided to Maureen,
including failures to identify cognitive deterioration and other “soft” signs of septicaemia
11
(referred to from this point onwards as sepsis); the inappropriateness of a decision to
withhold antibiotics in respect of suspected sepsis when it was clear that Maureen would
not be transferred on 31 March 2018; the lack of appropriate and timely observations; and
failures to escalate transportation issues.
21. Despite the shortcomings, no expert identified a singular deficiency by any medical
practitioner or agency that directly caused Maureen’s death. Rather, as stated by
A/Professor Holdgate, ‘there were cumulative deficiencies which could have played a
causative role’. Accordingly, I accept the submission of Counsel assisting that Maureen’s
death was not definitively avoidable. However, I also accept that her prospects of survival
were diminished by the fact that she ultimately did not receive appropriate care. To this end,
the inquest heard evidence on the standard of care provided by Dr Michael Manning (the
referring clinician), Dr Jauncy Natukokona (the accepting specialist) and nursing staff, each
of which is addressed below.
Factual findings in relation Dr Natukokona’s evidence
22. Before considering the standard of care provided by the clinicians, it is necessary to resolve
factual conflicts which arose from Dr Natukokona’s evidence. At the time of Maureen’s
death, Dr Natukokona had been practicing as an Orthopaedic Registrar in Australia for 15
years and was the on-call orthopaedic specialist at ARRH.
23. Counsel assisting identified examples where Dr Natukokona contradicted his own evidence,
the evidence of other staff, documentary evidence and expert opinions. Relevantly, where
inconsistencies were put to Dr Natukokona, he was unwilling to make concessions on
untenable positions or to concede the possibility that his recollection had been impacted by
the passage of time.
24. On this basis, Counsel assisting submitted that Dr Natukokona was a poor witness whose
evidence should be treated with caution and that it should be accepted that Dr Natukokona:
a. had been told by Dr Michael Manning, during their first telephone conversation, that
Maureen had a swollen and warm right knee, a cystic outpouring in her shoulder and
had also been advised of point of care blood test results that Dr Manning had available
to him at that time, including the white cell count and lactate results;
b. had, at least by the time of his second call with Dr Manning, the point of care blood test
results available to him on the Clinical Applications Portal system (CAPS), excluding
the C-reactive protein results;
c. did not seek to clarify Dr Manning’s ability to perform a knee aspiration at GIDH (which
Dr Natukokona conceded);
12
d. did not participate in a three-way telephone call between Dr Manning and the Patient
Fl
ow Unit (PFU) and only spoke to Dr Manning twice on 31 March 2018;
e. did not access CAPS a third time on 31 Marc
h 2018;
f. advised Dr Manning during both calls to withhold antibiotics; and
g. adv
ised Dr Manning to administer paracetamol in the event Maureen developed a fever
overnight.
25. Counsel for Dr Natukokona responded that he had been unfairly criticised by Counsel
assisting and the court should make no finding that he was untruthful. In summary, it was
submitted that no regard was given to the concerns raised or the subsequent observations
of the court; that English is not Dr Natukokona’s first language; that he was unfamiliar wi
th
the c
ourt environment and giving evidence; and that his evidence was substantially impeded
by use of the audio-visual link (AVL).
26. In their submissions in reply, Counsel assisting responded that there was no applicati
on
m
ade for an interpreter and that counsel for Dr Natukokona had been expressly invited to
alert the court of any concerns about Dr Natukokona’s understanding of what was bei
ng
asked. A presumption was also made in relation to the level of English language proficiency
that is required to practice as an Orthopaedic Registrar in Australia, as Dr Natukokon
a had
been doi
ng for 15 years.
27. In respect of unfamiliarity with court and giving evidence, Counsel assisting stated that few
witnesses are familiar with the circumstances of giving evidence in court and that questions
were repeated where there were difficulties with AVL. It was also raised that Dr Natukok
ona
w
as legally represented by counsel who could and did object at times where the evidence
was impeded by AVL, and that Dr Natukokona was given multiple opportunities to address
critical matters.
28. Counsel assisting reiterated that Dr Natukokona’s unwillingness to concede that his
memory may have lapsed due to the passage of time was an issue, noting for completeness
that he was not deprived of the opportunity to prepare, review evidence or seek legal advice.
29. Having reviewed the evidence I accept Counsel assisting’s submission that Dr
Natukokona’s evidence should be treated with caution. Where his recollection of event
s
c
onflicted with the recollection of Dr Manning, I prefer Dr Manning’s account. I do not acc
ept
that l
anguage difficulties might explain certain discrepancies in the accounts he gave.
A
num
ber of his explanations were inherently implausible.
13
The standard of care provided by Dr Natukokona
30. Counsel assisting submitted that Dr Natukokona made the following unsafe decisions in
M
aureen’s care and incorrect observations about her condition:
a. the direction to withhold antibiotics in the second telephone call with Dr Manning after
it was clear Maureen would not be transferred that day;
b. the direction to Dr Manning to administer paracetamol in the event Maureen developed
a fever overnight (despite agreeing this would be dangerous advice, Dr Natukokona
denied giving it);
c. maintaining during his evidence that there was no swelling or obvious drainable joint
effusion when he examined Maureen’s knee, despite evidence to the contrary from
Enrolled Nurse Cupitt, Dr Manning, Dr Holdgate, the pathologist and photographs i
n
wh
ich the swelling was clear to a layperson; and
d. confusion of the suprapatellar and prepatellar bursa during his evidence, a matter
which raised concerns from A/Professor Holdgate about his understanding of the skills
required to act as an Orthopaedic Registrar.
31. In circumstances where patient care had resulted in a sub-optimal outcome, Counsel
assisting raised concern about Dr Natukokona’s apparent lack of honesty and his
unwillingness to accept circumstances which could cause reviewers real difficulties i
n
under
standing clinical issues. It was submitted that this may not have impacted Maureen’s
care but caused ongoing concern in relation to his care of other patients and potentially his
engagement with supervising clinicians and bodies.
32. Counsel assisting also posited that if Dr Natukokona’s evidence was to be accepted (and
contrary to Counsel assisting submissions), that his lack of clinical curiosity about impor
tant
di
agnostic information raised serious concerns about his conduct including his failure
to
fol
low up results where he stated that Dr Manning had told him that he was unsure of the
results or that they were unavailable and failing to discuss with Dr Manning the possibility
of a Maureen undergoing a knee aspiration at GIDH.
33. It was recommended that Dr Natukokona be referred to the Australian Health Practitioner
Regulation Agency (AHPRA) for investigation into his unsafe practices.
34. Counsel for Dr Natukokona responded that a referral to AHPRA would be unnecessary
,
s
ubmitting that an orthopaedic expert should have, or should now be called;
that
A
/Professor Hope’s expert report should be wholly accepted; that A/Professor Holdgate’s
evidence should not be accepted without qualification; and that there was no explanati
on
why Dr Natukokona’s supervisor, Dr Diebold, was not called to give evidence.
14
35. Counsel for the HNELHD, NSW Ambulance (NSWA), HealthShare and NSW Pathology
(the Health Agencies) also stated that it was regrettable that evidence was not called from
an orthopaedic specialist. It was added that criticisms of clinicians ought to be tempered by
the challenges under which they operated on the day.
36. In reply, Counsel assisting clarified that A/Professor Hope’s report could be accepted to the
extent that it was consistent with the evidence of A/Professor Holdgate and Professor
Rawlinson. It was identified that A/Professor Hope had been served with an incomplete set
of medical records and was asked to make assumptions that were not capable of being
established from the evidence at inquest. As a result, A/Professor Hope’s report failed to
address the critical issue of the advice to withhold antibiotics on the evening of 31 March
2018 based on the information provided by Dr Manning. Yet Dr Natukokona, A/Professor
Hope, A/Professor Holdgate and Professor Rawlinson each accepted that it would have
been inappropriate to give such advice.
37. I was also persuaded that A/Professor Holdgate’s many decades of experience working
with orthopaedic registrars gave her a sound basis to offer an opinion on this issue.
38. It should be remembered that I accept Dr Manning’s evidence in relation to the
conversations he had with Dr Natukokona and am satisfied that Dr Natukokona advised Dr
Manning to withhold antibiotics during the second telephone call. A/Professor Hope’s written
report did not grapple with this evidence and there was no request for him to be called to
provide an oral opinion.
39. Counsel assisting submitted that the only issue relevant to an orthopaedic specialist was
whether Dr Natukokona should have followed up more proactively in relation to Maureen’s
transfer and care. This issue was dealt with in the report of A/Professor Hope and by
Counsel assisting, without raising criticism of Dr Natukokona beyond his own concessions.
By contrast, A/Professor Hope was not asked to comment on the evidence concerning the
photographs of Maureen’s knees in respect of his ability to identify an effusion. Nor did he
identify any point of disagreement when he was expressly provided with an opportunity to
identify aspects of the other experts’ reports with which he disagreed.
40. I have considered the issue of referral carefully and am satisfied that a referral to the
AHPRA Medical Council of NSW should be made in relation to Dr Natukokona. Leaving
aside the evidence of A/Professor Holdgate and Professor Rawlinson about Dr
Natukokona’s ability to give appropriate orthopaedic care on the evening, I remain
concerned about the doctor’s honesty and capacity to engage with this inquiry with
openness and insight.
AMENDED PURSUANT TO THE IMPLIED POWERS TO CORRECT A J
UDGMENT
PARAGRAPH 40
15
The standard of care provided by Dr Manning
41. At the time of Maureen’s admission, Dr Manning was a locum doctor attending GIDH for the
first time over an Easter long weekend. He was a very junior doctor who was provided with
limited assistance and relied upon the specialist advice he sought from the on-call
orthopaedic registrar at ARRH. Dr Manning made an apology in court that demonstrated he
had reflected deeply and had learnt from the events of Maureen’s death. He also engaged
with the HNELHD to improve the GIDH orientation guide in response to Maureen’s death.
The updates have now been implemented across all sites in the Tablelands sector.
42. I observed Dr Manning as he gave his evidence and he impressed the court as a thoughtful
and compassionate doctor who did his best to assist the court with honesty and with insight.
I had considerable sympathy for the position he found himself in on the evening he cared
for Maureen. He was relatively inexperienced and had never worked at GIDH before. He
was the only doctor at GIDH over the weekend and he had very limited training in the local
systems.
43. Counsel for Dr Manning submitted, consistently with Counsel assisting, that there would be
no criticism of Dr Manning beyond noting the following reasonable concessions:
a. Dr Manning did not appreciate the significance of the point of care blood test lactate
results on 31 March 2018, being unfamiliar with the machine and noting the sign which
stated ‘WBC & Diff estimate only’;
b. his handwritten progress notes should have been timestamped;
c. that, in retrospect, Maureen’s raised heart rate in the afternoon of 31 March 2018 was
clinically significantthough he had expected Maureen’s observations would show a
clear deterioration;
d. that he was the clinician responsible for Maureen;
e. that his primary diagnosis was for a condition beyond his scope of practice and that,
when seeking advice, Dr Natukokona was relying on his clinical assessments and
observations;
f. that he had a greater responsibility for transfer and should have done more to advocate
for Maureen’s transfer, including speaking directly to NSWA though he understood
from RN Raymond MacLean that further deterioration would need to occur before
NSWA would consider transfer that day;
g. he may have been able to escalate his concerns about withholding antibiotics to a more
senior staff member though he was the only doctor on shift and did not know who to
contact;
16
h. that he should have overridden the advice to withhold antibiotics though he did not
have the confidence to do so at the time and without a change to Maureen’s
observations;
i. that he expected Maureen would be kept under regular observation on the war
d but
should have specifically documented and advised nursing staff to conduct close
observations overnight, at least four-hourly;
j. that he did not appreciate that increasing confusion or delirium indicated a clinical
emergency when observations were otherwise “between the flags;”
k. that he did not think to contact Dr Natukokona about the clinical changes on
the
m
orning of 1 April 2018;
l. that he was facing other demands but should have checked on Maureen again in
the
morning of 1 April 2018, to ensure her transfer had occurred; and
m. he s
hould have reviewed Maureen and taken observations when prescribing Morphine
on 1 April 2018although he was busy in the emergency department at the time and
was prioritising Maureen;s transfer.
44. I accept A/Professor Holdgate’s opinion that Dr Manning correctly identified the relevant
clinical issues during his first consultation with Maureen. He then correctly and promptly
discussed her ongoing care with the orthopaedic on-call registrar at ARRH, who apparently
agreed she should be transferred. Tragically a number of factors beyond Dr Manning’s
direct control delayed that transfer and Maureen’s care was severely compromised.
45. It is very clear that Dr Manning has learnt from the events leading up to Maureens death.
In my view he has carefully considered what occurred and I offer no particular criticism of
him, beyond the concessions he properly made.
The standard of nursing care
46. Statements were obtained from eleven nurses who provided care to Maureen during her
admissions at GIDH and ARRH. Oral evidence was given by RN MacLean and by expert
nur
sing consultant RN Gribbin, who had provided two reports in the matter. At
the
c
onclusion of the evidence, three issues remained with the standard of nursing car
e
pr
ovided to Maureen
.
47. Before dealing with the issues below, it is relevant to firstly consider the submission made
by Counsel for ten of the nurses (the nurses)
3
, that no weight can be given to RN Gribbin’s
opinion.” During her evidence, it came to light that aspects of RN Gribbin’s CV were
3
RN Amy Cupitt, EN Jeanette Murphy, RN Heather Conyard, RN Raymond MacLean, RN Dimity Cox, RN
Joanne Sillitoe, RN Joanne Mulvey, RN Adriana Pietsch, RN Ebony McLoughlin and RN Jodie Dijkstra
17
incorrect and/or misleading. Evidence was led that she had relied upon outdated Standards
and Codes of Professional/Ethical Conduct in her reports, claimed to be an expert on
competencies and incorrectly applied Standards for Registered Nurses to Enrolled Nurses
when separate Standards were in existence. While these concerns are clearly valid and
somewhat concerning, I do not accept that no weight should be given to RN Gribbin’s
evidence. A/Professor Holdgate made similar conclusions.
48. The first issue related to the frequency of monitoring and observations. Between 8.45pm on
31 March 2018 and Maureen’s transfer to ARRH at 2pm on 1 April 2018, only one set of
observations were recorded, at 6.45am on 1 April 2018. Although RN Conyard stated that
hourly rounds were performed on the patients overnight, including Maureen, no records and
no fluid balance charts were kept. Dr Manning gave evidence that he instructed the nursing
staff to contact him immediately upon any signs of deterioration overnight and, upon
discovery that no observations had taken place on the morning of 1 April 2018, was advised
by nursing staff there would be follow up. No effective follow up occurred.
49. I accept A/Professor Holdgate’s evidence that no reliable conclusion can be drawn about
what Maureen’s observations would have revealed about her condition and whether earlier
identification of her decline would have resulted in life-saving care. Nevertheless, I remain
troubled by the omission.
50. Counsel assisting submitted that it be recommended that a twice-annual audit process of
appropriate nursing records should be undertaken at GIDH, including the use of Standard
Audit General Observation (SAGO) charts, the use of fluid charts, recording of hourly
rounding and recording of observations; with a view to improving these matters to attain an
acceptable standard if the result of that audit were to demonstrate system issues.
51. Counsel for the nurses supported the recommendation and proposed that it be expanded
to include nursing staffing, nursing skill mix and medical coverage on nights, weekends and
public holidays.
52. Counsel for the Health Agencies did not support the recommendation due to existing annual
audits of SAGO charts/observations, ad hoc audits of fluid charts and GIDH’s 97%
compliance rate with a HNELHD Sepsis Audit performed in 2020. It was submitted that the
diversion of resources was not necessary or desirable to improve public health and safety.
53. I disagree. I remain concerned about what was disclosed in the medical records in this case.
An audit may assist in identifying whether the problem is ongoing. I intend to make the
recommendation suggested by Counsel assisting and supported by the nurses in this
matter.
54. The second issue related to the appropriate diagnosis and treatment of sepsis. In her
evidence, A/Professor Holdgate identified “soft signs of sepsis which may have been
18
detectable on 1 April 2018. These included an increased level of confusion and a drop in
oxygen levels. Maureen’s confusion was recorded by nursing staff at 6pm on 31 March
2018, at 7am on 1 April 2018 and she was described as “off with the fairies” at 7.28am on
1 April 2018. I accept the retrospective evidence of Dr Manning and the opinion of
A/Professor Holdgate that doctors and nursing staff are jointly responsible for recognising
the signs of sepsis and that the description of Maureen as “off with the fairies” indicated a
clinical emergency.
55. The court heard evidence that HNELHD have taken steps to increase awareness of the
signs of sepsis by providing a “Sepsis Kills” training course and to include sepsis education
in the monthly mandatory training day for clinical staff. The Health Agencies also jointly
proposed more frequent sepsis audits and further sepsis training. Counsel for the nurses
welcomed the proposed training.
56. I am heartened by the approach to this important issue. Clearly Maureen’s declining
cognitive function should have been a red flag.
57. The third issue was that Maureen’s transfer to ARRH should have been escalated.
Specifically, in the afternoon of 31 March 2018, when it appeared that a same day transfer
would not occur. Then again in the morning of 1 April 2018, when transport was delayed.
58. At the first opportunity for escalation, RN MacLean did not strongly advocate for Maureen’s
transfer. RN MacLean assisted the court by providing a detailed account of the challenges
he had faced on at least two prior occasions when advocating for patient transport. I accept
his evidence on this issue. His experiences included NSWA not accepting his views on risk
of deterioration, NSWA not accepting risk of deterioration as a reason for ambulance
transfer and NSWA not accepting patients who were “between the flags.” RN MacLean
appropriately conceded that he should not have provided a working diagnosis of
“Osteomyelitis” when booking Maureen’s transfer and that he may have been mistaken
about his recollection of making a second call to NSWA.
59. At the second opportunity for escalation, nursing staff failed to notify Dr Manning of the
delay and no action was taken to escalate her care despite her decline. Counsel assisting
submitted that A/Professor Holdgate’s evidence that these failures represented serious
departures from an acceptable standard of care and were missed opportunities should be
accepted. I accept this submission. However, I do not propose to make any criticisms of
individual nursing staff in light of the resourcing issues and broader transfer
recommendations set out below.
19
Transfer delay
60. The inquest heard evidence that the first attempt to arrange Maureen’s transfer occurred at
1.22pm on 31 March 2021, when nursing staff called the Patient Flow Unit (PFU) requesting
a same-day transfer for a R septic knee joint.” No booking was made at the time and, due
to a subsequent series of system failures and human errors, Maureen’s transfer did not
commence until 2pm on 1 April 2018.
61. A conclave of institutional representatives from HNELHD, NSWA, PFU and Patient
Transport Services (PTS)
4
gave evidence addressing some of the matters. I agree with the
submission of Counsel assisting that the conclave evidence indicated a strong level of
collaboration between the transport agencies and reduced the number of recommendations
that may have otherwise been necessary or appropriate. I was heartened by the obvious
desire of all parties to improve the relevant systems and do better in the future. However,
in my view, the following issues remained outstanding following the conclave evidence and
further documents produced in respect of pilot programs which were first referred to during
their evidence.
Failure to seek or obtain a medically agreed timeframe (MAT)
62. The HNELHD and NSWA Inter-hospital Patient Transport Process dated December 2017,
stated that the time to dispatch should be a MAT between the referring clinician (RN or
medical officer) and the accepting medical officer. Three bookings were made for Maureen’s
transfer. The first, on 31 March 2018 at 2.17pm with PTS. Then at 3.13pm, when the
booking was transferred to NSWA and finally, on 1 April 2018 at 7.28am, when the transfer
was rebooked with PTS. A/Professor Holdgate concluded that there had been a breach of
policy, as there was clearly no MAT given in any of the bookings when Dr Manning and Dr
Natukokona wanted Maureen to be transferred on 31 March 2018, not the following day.
63. The conclave gave evidence that following Maureen’s death the MAT issues have been
addressed by the PTS no longer taking bookings with an urgency of less than 2 hours and
with the introduction of a pilot program known as the “MAT Project.” While the MAT Project
represents a positive step towards addressing the issues, Counsel assisting identified
several possible gaps in the MAT Project including:
a. there is no solution to obtaining a MAT where the three-way phone call between PFU,
the referring and the accepting doctors is bypassed;
b. there is no certainty that the proposed “force function” stopping staff from entering a
booking without a MAT will be implemented, given the evidence of PFU that no such
4
PTS was known as Non-Emergency Patient Transport in 2018. Both organisations were part of HealthShare.
20
function currently exists, or whether a similar function would be used by the PTS
Computer Aided Dispatch when the booking does not come through the Patient Flow
Portal;
c. there is no enforceability mechanism to ensure that the LHD updates changes to the
MAT in the system or to ensure that both doctors are consulted on the update;
d. a lack of clarity around the proposed trigger notifying a LHD where PTS does not have
capacity to complete a booking, including whether it will allow time for transfer to
another transport agency; and
e. there is no evidence that the PTS pre-generated time estimate based upon a service
level agreement with the LHDs has been removed from the booking system.
64. Counsel assisting proposed three recommendations in respect of the MAT issues. First,
that an inter-hospital booking for specialist treatment cannot be made with PTS via any
method unless a MAT has been agreed between the sending and receiving physicians and
recorded in the PTS system. Second, that the HNELHD urgently consider and address the
issues raised in paragraph [63] as part of the pilot MAT Project. Third, that communications
between the relevant transport agencies in relation to a patient transfer should involve the
treating doctor whenever possible, but especially in relation to any change to the MAT, to
avoid incorrect information concerning the diagnosis or urgency being passed on second
or third hand.
65. Counsel for the Health Agencies did not support the recommendations. In respect of the
first recommendation, it was submitted that there are circumstances, including at nurse led
facilities, where patient transfer must be arranged with nursing staff at the sending facility
or without a medical officer available. I accept the submission that the recommendation, as
drafted, does not reflect the reality of nurse led facilities. Nevertheless, in my view, subject
to a small amendment, it is an appropriate recommendation which arises from the evidence
in this inquest.
66. It was submitted that second recommendation was unnecessary and will not improve public
safety in circumstances where the pilot program is funded and designed to look at the
subject matters. As I have stated I am heartened by the cooperative work that has gone into
the pilot MAT project. Nevertheless, a recommendation provides some transparency in
relation to the issues that may be considered. I accept the pilot program is likely to continue
its work and I intend to recommend that issues directly arising from this inquest are
specifically considered.
67. It was submitted that the third recommendation did not arise from Maureen’s death, as no
evidence had been led which suggested that nursing staff changed the MAT. Counsel for
the Health Agencies also submitted that such a recommendation would be unnecessary
21
and treating doctors ought not to be involved “wherever possible” in the escalation pathway.
In my view the recommendation is pertinent to the facts in this case. The importance of
setting a MAT, with a clinician if possible, in order to avoid second or third hand information
impacting transport critical decisions was revealed in the evidence in this inquest. I intend
to make the recommendation for further consideration by the relevant agencies.
The coordination role of PFU
68. During Maureen’s admission there were three telephone calls with PFU, none of which were
recorded or resulted in a transportation booking. The inquest heard evidence that the role
of PFU has subsequently changed, so that all inter-hospital transfers booked between 7am
and 9pm should commence with a three-way conference call, providing for limited
exceptions.
69. During the conclave evidence, Counsel assisting put forward the option for PFU to take on
a bigger role in the patient transfer system. The conclave responded that this would be an
unsuitable option due to resourcing issues, the exceptionally large geographical area of
HNELHD and in circumstances where previous efforts to prevent bookings outside the
system have been unsuccessful.
70. Counsel assisting also proposed that PFU should implement a telephone recording system,
in-line with NSWA and PTS. The conclave raised resourcing issues as a barrier to
implementation.
71. Counsel assisting submitted that the accountability and rigour of recording calls outweighed
the resourcing limitations raised by the HNELHD witness and recommended that PFU
should record telephone calls in order to further improve training and performance, including
to assist with accurate audits of the number of patients transferred within the relevant MAT.
72. Counsel for the Health Agencies did not support the recommendation. It was submitted that
HNELHD had considered and rejected recording calls on the basis that the PFU phone
system is incompatible with recording devices, where HNELHD does not have capacity to
store such information and, considering the cost and impracticalities, recording is unlikely
to provide a public benefit.
73. In my view, further consideration should be given to this issue. Aside from resourcing
constraints, no cogent reason was supplied to reject a recommendation which is likely to
improve service delivery.
The disproportionate weight on “between the flags”
74. At the time of Maureen’s admission, both NSWA and PTS had “between the flags” as clinical
criteria in their booking policies and/or systems. Noting A/Professor Holdgate’s evidence on
22
the “softsigns of sepsis, there appeared to have been a disproportionate focus placed on
whether Maureen was “between the flags” when booking and re-booking her transfer. In
particular at 5.07pm on 31 March 2018, when NSWA deemed Maureen’s case unsuitable
for ambulance transfer despite being advised that the referring and receiving clinicians
wanted her transferred that day.
75. The HNELHD and NSW Inter-hospital Patient Transport Process (as at 31 March 2018 and
the updated version of 2019) already require transport agencies to consider whether a
patient is likely to deteriorate and whether they fall “between the flags.” The process does
not permit selective priority between the two. In light of the MAT recommendations
described above, and given that physicians are likely to be more confident and competent
providing a MAT as a predictor for deterioration, it appears that no further recommendations
are required in relation to this issue.
Failures in the making and transfer of bookings
76. The inquest heard examples of occasions where incorrect information was conveyed from
the medical staff at GIDH to the transport services in relation to Maureen’s condition.
Namely, that she had been diagnosed with osteomyelitis and that she did not have “MRO’s
of infections”. At all relevant times, Dr Manning had advised staff that the transfer was for
“investigations of a possible septic joint.” In other words, an infection but not one of
contagion for the purposes of the safety of transport staff.
77. The provision of incorrect information, in turn, raised problems during the transfer of the
initial PTS booking to the NSWA Electronic Booking System (EBS), as the incorrect
diagnosis was passed on whereas the accurate note of R septic knee joint” was omitted.
Similarly, the lack of a MAT and the failure to contact either hospital to advise the medical
staff of the booking change, meant NSWA received no indication of the urgency of the
transfer.
78. Since Maureen’s death, the Ways of Workingpilot program has been established between
HNELHD and HealthShare. Where PTS cannot facilitate a booking, Ways of Working now
requires PTS to contact the ward that made the booking and request a rescheduled time or
to advise them to rebook through NSWA. I am satisfied that the Ways of Working program
has alleviated some of the risks that misinformation will be passed between transport
agencies and ensures the Hospital is notified when a transfer requires
rescheduling/rebooking.
79. Counsel assisting identified a series of additional missed opportunities. These included the
failure of NSWA call-taker, Mark Dunworth, to ask any follow-up questions about Maureen’s
condition during the call with PTS to transfer the booking at 4.49pm on 31 March 2018; Mr
23
Dunworth’s failure to interact with a treating doctor or accept that doctor’s assessment of
urgency; Dr Manning’s failure to speak with NSWA directly when he became aware of the
refusal to transfer; and an overarching failure to determine the real urgency of Maureen’s
clinical condition. Each matter was conceded by the individual and/or agency to which it
related.
80. In March 2020, the HNELHD issued an updated Clinical Policy Compliance Procedure
“Inter-Facility Transfer for Patients requiring Specialist Care”, which stated that the referring
medical officer is to “[d]etermine the transport modality and level of clinical escort required
in consultation with the receiving Specialist.” I accept the submission of Counsel assisting
that this policy, if complied with, operates to avoid practitioners being presented with similar
inter-hospital transfer issues today.
NSWA culture of preserving resources
81. NSWA is mandated to provide an “overflow” service where PTS does not have the
resources to conduct a transfer. Counsel assisting submitted that even in circumstances
where NSWA considered the booking to be non-urgent, their initial reluctance to conduct
Maureen’s transfer, despite having ambulances available, demonstrated that the overflow
service was ineffective.
82. During the conclave evidence, Mr Robert Fairey, Associate Director of Clinical Operations
at the NSWA Western Control Centre, accepted that resource preservation was a cultural
issue, whereby staff did not want to conduct non-urgent transfers and leave themselves
unable to respond to more acute patients. However, Mr Fairey gave evidence that since
2018, new staff and improved education on MATs are contributing to a shift away from the
resource preservation culture.
83. Separately, Mr Fairey gave evidence of a new Virtual Clinical Coordination Centre (VCCC)
which was expedited to respond to COVID-19 surges. While still in the preliminary process
of implementation, the VCCC’s primary functions are to provide a secondary triage of low
acuity incidents to reduce avoidable transfers by NSWA, improve ambulance availability for
high acuity patients and provide linkages to community services.
84. Counsel assisting welcomed the VCCC and proposed a recommendation that NSWA
consider undertaking an audit of outcomes from overflow transfer requests including
whether they are triaged through the VCCC, whether NSWA undertook the transfer within
24 hours or otherwise, or whether (and the circumstances in which) the transfer request
was sent back to PTS.
85. Counsel for the Health Agencies did not support the recommendation. It was submitted that
auditing results of overflow patient transfers during a pandemic and before the complete
24
design and implementation of the VCCC would be of limited utility and an inefficient use of
resources. It was further submitted that the parameters relating to transfers undertaken in
less than 24 hours, and referrals back to PTS, either did not arise in the context of
Maureen’s death and/or are irrelevant to improving patient outcomes.
86. In my view the longstanding cultural issue of “resource preservation” was starkly in evidence
in this case. Mr Robert Fairey described the phenomenon, but it was also indicated in the
evidence given by RN Maclean when he was questioned about the possibility of escalating
Maureen’s transportation. His clear evidence of challenges and indeed “push back” when
requesting assistance of NSWA was suggestive of the way (well motivated) resource
guarding may affect patient care. In my view an audit is an appropriate way to assess the
continued relevance of this factor. I intend to make the recommendation.
Determination of patient suitability and care provided by PTS
87. At the time of Maureen’s death, PTS operated on the premise that patients were only
booked with their service if they were within the service scope. The reason being that PTS
staff were not trained to determine the suitability of patients for PTS transport. This may
have led to some of the missed opportunities described above.
88. In March 2020, PTS introduced a new position of Clinical Assessment & Triage (CAT) nurse
to assist with clinical triage, review of bookings and to deal with escalations and clinical
questions. Since Maureen’s death, PTS policy has also changed to require all patients with
a MAT of under 2 hours to be booked with NSWA and the Ways of Working program has
introduced daily meetings between the transport agencies to discuss transfer needs. I
commend these changes and accept they are an improvement to public safety and reduce
the risk of patients, such as Maureen, regrettably falling through the gaps.
89. In respect of the care provided by PTS, the medical records raised some concerns with
Maureen’s management. In particular, upon her arrival at ARRH, Maureen was left without
medical or nursing staff for just over 10 minutes while handover occurred in a nearby triage
room. Maureen went into cardiac arrest shortly after handover. I accept A/Professor
Holdgate’s opinion that it would have been more appropriate for handover to occur in
Maureen’s presence to improve chances of earlier recognition of her significant
deterioration and consequently, earlier commencement of resuscitation. I also accept her
opinion that the events following Maureen’s arrival at ARRH had no impact on the manner
or cause of Maureen’s death.
25
The resourcing issues
90. I acknowledge that resourcing issues were a theme in the evidence concerning the
challenges at GIDH, ARRH and in connection with transferring patients throughout the
HNELHD. I accept that resourcing issues informed Maureen’s care in multiple ways which
were not limited to vehicle allocation, doctor availabilities and nursing coverage. However,
these issues can and have been considered by specialist bodies, such as the NSW
Parliamentary Inquiry into health outcomes and access to health and hospital services in
rural, regional and remote New South Wales”. I do not propose to consider the matters
beyond noting their consistency with some of the evidence heard in this inquest.
The need for recommendations
91. Section 82 of the Coroners Act 2009 (NSW) confers on a coroner the power to make
recommendations that he or she may consider necessary or desirable in relation to any
matter connected with the death with which the inquest is concerned. It is essential that a
coroner keeps in mind the limited nature of the evidence that is presented and focuses on
the specific lessons that may be learnt from the circumstances of each death.
Findings
92. The findings I make under section 81(1) of the Coroners Act 2009 (NSW) are:
Identity
The person who died was Maureen Anne Smith
Date of death
She died on 1 April 2018
Place of death
She died at Armidale Rural Referral Hospital, Armidale NSW
Cause of death
She died of septicaemia (Staphylococcus aureus) with the antecedent cause of septic
arthritis.
26
Manner of death
There were systemic errors in the management of Maureen’s condition which caused her
transfer between hospitals to be delayed overnight. This had the cascading effect of
delaying the commencement of antibiotic treatment and resulted in Maureen receiving sub-
optimal care.
Recommendations pursuant to section 82 Coroners Act 2009
93. For the reasons stated above, I recommend:
To the Australian Health Practitioner Regulation Agency (AHPRA) Medical Council of
NSW
1. That That Dr Jauncy Natukokona (also known as Robert Hakwa) be referred to the
Australian Health Practitioner Regulation Agency Medical Council of NSW for
investigation of his clinical conduct and that a copy of these findings be
forwarded to assist with that investigation.
To Glen Innes District Hospital
2. An audit process of appropriate nursing records should be undertaken at Glen
Innes District Hospital, including the use of Standard Audit General Observati
on
c
harts, fluid charts, recording of hourly rounding and recording of observations,
with a view to improving these matters to attain an acceptable standard if the resul
t
of that audi
t were to demonstrate system issues. Such audit should be conduc
ted
at least twice yearly, for a trial period of two years and the capacity to be ongoing,
in order to identify trends.
To Hunter New England Local Health District, NSW Ambulance and Patient
Transport Services
3. That communications between transport agencies in relation to a patient transfer
should involve the treating doctor whenever possible, but especially in relation to
any potential change to the medically agreed timeframe, to avoid incorrect
information concerning the diagnosis or urgency being passed on second or third
hand.
T
o Hunter New England Local Health District and Patient Transport Services
4. That an inter-hospital booking for specialist treatment cannot be made with Patient
Tr
ansport Services (via any method, whether directly or via Patient Flow Unit)
unless a medically agreed timeframe has been agreed between the sending and
receiving staff (by doctors unless unavailable) and recorded in the Pati
ent
AMENDED PURSUANT TO THE IMPLIED POWERS TO CORRECT A JUDGMENT
RECOMMENDATION 1
27
Transport Services system.
5. That the Hunter New England Local Health District urgently consider and address
the following issues as part of the pilot Medically Agreed Timeframe Project:
a. provide
a solution for obtaining a medically agreed timeframe where the
three-way phone call between the Patient Flow Unit, the referring clinician
and the accepting clinician is bypassed;
b. provide certainty that a “force function” can be implemented in the Patient
Flow Portal and the Patient Transport Services Computer Aided Dispatch
when the booking does not come through the Patient Flow Portal;
c. provide a mechanism to enforce the Local Health District updating changes
to the medically agreed timeframe in the booking system;
d. clarify the trigger for the proposed escalation pathway for notifying the Local
Health District when Patient Transport Services does not have capacity to
conduct a transfer including whether it is an automated or a human function;
e. clarify whether the proposed notification system leaves time for the patient
transfer to be reallocated to another service in order to meet the original
medically agreed timeframe; and
f. remove the time estimate pre-generated by the Patient Transport Services
booking system as it risks confusing the medically agreed timeframe.
To Hunter New England Local Health District
6. That Patient Flow Unit should record telephone calls in order to further improve
training and performance, including to assist with accurate audits of the number of
patients transferred within the relevant medically agreed timeframe.
To NSW Ambulance
7. That NSW Ambulance consider undertaking an audit of outcomes from overflow
transfer requests including:
a. whether they were triaged through the Virtual Clinical Coordination Centre;
b. whether NSW Ambulance undertook the transfer within 24 hours or
otherwise; and
c. whether (and the circumstances in which) the transfer request was sent
back to Patient Transport Services.
28
Conclusion
94. I offer my sincere thanks to the assisting team, Kirsten Edwards, Sarah Danne, and Sian
Pickard for their hard work and enormous commitment in the preparation of this matter
and in drafting these findings.
95. Finally, once again I offer my sincere condolences to Maureen’s family, especially her
sons, Craig and William, and to her friend Leann.
96. I close this inquest.
Magistrate Harriet Grahame
Deputy State Coroner, NSW State Coroner’s Court, Lidcombe
21 August 2023
A. BACKGROUND ............................................................................................................................ 2
B. PRIOR MEDICAL ISSUES ........................................................................................................... 2
Historic medical issues ........................................................................................................... 2
Medical issues present in 2018 ............................................................................................... 4
C. 31 MARCH 2018: ADMISSION TO GIDH .................................................................................. 5
Ambulance to GIDH and initial patient assessments ............................................................. 5
First review by Dr Michael Manning at GIDH ...................................................................... 6
First contact with orthopaedic registrar at ARRH ................................................................ 11
Further care and attempts to arrange transfer to ARRH ....................................................... 13
Ms Smith’s care after it was clear there would be no transport on 31 March 2018 ............. 29
Second review by Dr Manning ............................................................................................. 30
Second contact with orthopaedic registrar at ARRH ............................................................ 32
D. 1 APRIL 2018: GIDH CARE ....................................................................................................... 34
E. 1 APRIL 2018: PTS ARRIVAL AT GIDH AND TRANSFER TO ARRH ................................. 40
F. 1 APRIL 2018: ARRIVAL AT ARRH, HANDOVER AND TREATMENT .............................. 44
Arrival at ARRH ................................................................................................................... 44
Handover / Triage – timing and location .............................................................................. 44
Handover / Triage – notes .................................................................................................... 47
Transfer of Ms Smith to resuscitation bay ............................................................................ 48
Resuscitation attempt ............................................................................................................ 49
Dr Natukokona’s involvement in Ms Smith’s treatment at ARRH ...................................... 49
Subsequent events that day ................................................................................................... 50
G. POST MORTEM RESULTS AND EXPERT ANALYSIS .......................................................... 50
APPENDIX A
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
___________________________________________________________________________
Summary of evidence
as at 12 September 2022
__________________________________________________________________________
Contents
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
2
A. BACKGROUND
1. Ms Maureen Anne Smith (previously known as Maureen Pettit) was born on 19
December 1942 and died on 1 April 2018 at Armidale Rural Referral Hospital (ARRH)
aged 75 years. Ms Smith and her husband had divorced, and she had two sons, Mr Craig
Wilson and Mr William Wilson aged approximately 51 and 56 respectively. Both sons
were in contact with Ms Smith in the lead up to her death.
2. The autopsy report by Dr Hannah Elstub dated 3 October 2018, with reference to the
autopsy undertaken on 6 April 2018 (Autopsy Report), concludes the direct cause of
Ms Smith’s death was Septicaemia (Staphylococcus Aureus)with antecedent cause of
Septic Arthritis of right kneeand other significant conditions contributing to the death
being emphysema and osteoarthritis.
1
According to Professor William Rawlinson, the
most likely cause of death was septicaemia, following the spread of a methicillin-sensitive
staphylococcus aureus (MSSA), which is an organism that is sensitive to certain
antibiotics such as flucloxacillin.
2
3. Septicaemia is the presence of disease-causing bacteria in the blood. According to the
Sepsis Toolkit, produced by the Clinical Excellence Commission,
3
sepsis is regarded as a
medical emergency, being:
A life-threatening condition that arises when the body’s response to infection injures its
own tissues and organs… Delayed treatment is associated with high mortality rates
4. Further, the Sepsis Toolkit explains that:
Sepsis is a difficult clinical diagnosis that requires experience and a high index of suspicion
for interpretation of history, signs and symptoms. Early senior clinician involvement is
imperative to ensure that the required skills and knowledge are available to facilitate
appropriate diagnosis and management.
4
B. PRIOR MEDICAL ISSUES
Historic medical issues
5. Ms Smith had a complicated medical history spanning at least 15 years
5
including long-
standing back pain, osteoarthritis, previous left femoral fracture with surgical fixation,
1
Tab 2 Autopsy Report, p.2
2
Tab 23 Expert Report of Professor Rawlinson, p.3 at [3.0] and p.4 at [4.0(4)]
3
Tab 26 Sepsis Toolkit, p.7
4
Ibid, p.18
5
Tab 4 Statement of Craig Wilson, at [4]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
3
pressure ulcers, peripheral vascular disease, gastro-oesophageal reflux and iron deficiency
anaemia.
6
6. In March 1994, Ms Smith suffered a fall at work and subsequently had a lumbar
laminectomy and a spinal fusion, which did not provide adequate relief from back pain.
7
Treatment continued for many years including administration of Pethidine, Valium and
Stemetil.
8
7. On 31 July 2008, Ms Smith was admitted to ARRH as a result of injuries sustained when
a motorbike fell on her.
9
8. On 5 November 2009, Dr Ee Kong Wong, Ms Smith’s general practitioner, referred her
to Dr Robin Diebold, Orthopaedic Surgeon, regarding pressure sores at both hips and
various subcutaneous infections in both upper thighs following left inguinal abscess
drained in Armidale in 2008 after the motorbike incident.
10
9. During the period 2009 to 2018, Ms Smith had numerous consultations with Dr Diebold,
during which time Dr Diebold arranged ongoing management for Ms Smith’s hip ulcers
and treatment for ongoing pain in her right knee, right shoulder and left hip. Dr Diebold
notes that at examination of Ms Smith on 24 January 2018, the wounds and ulcers had
healed.
11
The last such consultation was on 21 March 2018.
12
10. On 10 January 2011, samples were taken from a swab of a wound on the left hip, showing
“occasional” methicillin-resistant staphylococcus aureus (MRSA).
13
According to
Professor Rawlinson, MRSA is a community strain which is resistant to certain
antibiotics.
14
On 8 January 2015, further samples were taken and the resulting pathology
showed “scanty” MRSA arising from a L hip chronic ulcermicrobiology culture,
15
and
a culture taken 17 March 2014 showed “profuseMRSA.
16
6
Tab 2 Autopsy Report, p.2
7
Tab 19A Letter from Dr Lewis to Dr Wong, p.122
8
Tab 19A Letter to Dr Chowdhury, p.123
9
Tab 19A, ARRH Discharge Referral Notes from 2008, pp.23-26
10
Tab 19A, Letter from Dr Wong to Dr Diebold, p.49 and Response from Dr Diebold, p.51
11
Tab 8 Statement of Dr Diebold, at [45]
12
Ibid
13
Tab 19A Microbiology Report dated 13 January 2011, p.17
14
Tab 23 Expert Report of Professor Rawlinson, p.4 at [4.0(4)]
15
Tab 19A Microbiology Report dated 12 January 2015, p.5 and 23 April 2014, p.9
16
Ibid
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
4
11. On 6 July 2016, Glen Innes District Hospital (GIDH) medical records confirm that Ms
Smith was monitored for sepsis
17
and then transferred to ARRH on 7 July 2016 for
further management of pneumonia. ARRH records Ms Smith was admitted until 21 July
2016 for hospital acquired pneumonia and that Ms Smith suffered chronic MRSA arising
from an ulcer in her left hip.
18
12. A/Professor Anna Holdgate opines that the history of previous staphylococcus aureus
infection did not have any major bearing on Ms Smith’s treatment in 2018.
19
She states
that while Ms Smith’s history of chronic ulcers and positive MRSA swabs increased her
risk of developing septic arthritis, she had both of conditions for many years without
developing sepsis.
20
13. Professor Rawlinson observes that the previous MRSA was not the causative organism
involved in the sepsis presentation at the time of Ms Smith’s death, although it is possible
that Ms Smith had MRSA infection coexistent with the causative MSSA organism.
21
Medical issues present in 2018
14. In or around December 2017, Ms Smith had a fall for which she was still seeking
treatment in early 2018.
22
15. On 27 February 2018, Ms Smith was reviewed by Dr Wong for Pain. 4 weeks ago was
wheeling out wheelie bin fell on RT knee … Tenderness medial patella WT bearing
Likely sub periosteal haematoma”. Dr Wong ordered X-ray right knee and prescribed
Ordine.
23
16. On 12 March 2018, Ms Smith attended at ARRH and had steroid injections into the hip
and knee, performed by Dr Victor Petroff, specialist radiologist, upon referral by Dr
Diebold. Dr Petroff used imaging guidance (CT guidance for the hip, ultrasound
guidance for the knee) and an aseptic technique.
24
17. A/Professor Holdgate confirms that intra-articular steroid injections carry a small risk of
secondary septic arthritis which cannot be fully eliminated, even in the most expert
17
Tab 19A Adult Sepsis Pathway, Sepsis Management Plan from 2016, pp.128-131
18
Tab 19A ARRH ED Triage Notes from 2016, p.124
19
Tab 24A Expert Report of A/Professor Holdgate, at [2.1]
20
Ibid, at [2.1]
21
Tab 23 Expert Report of Professor Rawlinson, p.3 at [4.0(2)] and p.4 at [4.0(4)]
22
Tab 19A Letter from Dr Diebold to Dr Phillip Brownlie dated 24 January 2018, p.4
23
Tab 19A Clinical Notes dated 27 February 2018, p.84
24
Tab 19A INT Consultation with Patient Report, Armidale Radiology, p.3
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
5
hands. An aseptic technique is appropriate, requiring cleaning the skin and use of sterile
equipment and medications.
25
18. On 21 March 2018, Dr Diebold reviewed Ms Smith and noted that the recent injections
of 12 March had provided her with partial relief of her symptoms, and he administered
a steroid injection into Ms Smith’s right subacromial bursa, in her right shoulder.
26
Dr
Diebold’s notes state that he has “not arranged to see her again at this stage”.
27
19. Ms Leanne Nixon, a long-time friend of Ms Smith’s observed that in [t]he days after
the shots Maureen kept complaining of soreness and general unrestand on or around
30 March 2018, Ms Nixon observed large blister on Ms Smith’s right shoulder (the
injection site for the cortisone), which looked like a burn blister it was risen and
appeared to be full of fluid”.
28
20. One of Ms Smith’s sons, Mr William Wilson, went to stay with her ‘around February to
March 2018 and states that her health was on a rapid decline while he was there.
29
He
states:
I would often find her asleep at the kitchen table or on the floor asleep. She would walk
around the kitchen talking to herself, I would say she was starting to become almost
delirious. … she was barely eating
30
C. 31 MARCH 2018: ADMISSION TO GIDH
Ambulance to GIDH and initial patient assessments
21. At 9.58am, an ambulance was called to attend Ms Smith.
31
22. Mr William Wilson, states that he made that telephone call.
32
The ambulance records
show “Caller Name” as “LEE NIXON”.
33
23. At 10.11am, an ambulance was dispatched, and Ms Smith was taken to GIDH.
34
24. The ambulance reports states:
25
Tab 24A Expert Report of A/Professor Holdgate, at [7.3]
26
Tab 8 Statement of Dr Diebold, at [47]
27
Tab 19A Dr Diebold Patient Notes dated 21 March 2018, p.1; Letter from Dr Diebold to Dr Brownlie dated 21
March 2018, p.2
28
Tab 5 Statement of Leanne Nixon, at [7] and [10]
29
Tab 6 Statement of William Wilson, at [8]
30
Ibid
31
Tab 21 NSWA Records
32
Tab 6 Statement of William Wilson, at [9]
33
Tab 21 NSWA Records, Incident Detail Report, p.1
34
Tab 21 NSWA Records
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
6
O/A pt 75yo female, c/o pain and weakness in bilateral arms and legs. Pt has chronic
pain, usually controlled with own meds and cortisone injections
Pt had cortisone injections 2/7 ago and has had uncontrolled pain since.
Pt has raised, tight red lumps at injection sites.
Not hot to touch.
O/E pt alert and oriented, c/o pain.
35
25. There are conflicting reports of Ms Smith’s precise time of arrival at GIDH but it was
some time after 11:00am.
36
GIDH Emergency Department (ED) Triage notes show that
Ms Smith was assigned triage category 4: Semi-Urgent,
37
noting that Ms Smith:
presents with Pain Generalised, Pt BIBA i/c chronic pain Received cortisone injection
in doctors rooms last week Right shoulder red and inflamed but not hot.
26. The nurse in charge at GIDH at the time (from 7.00am until 2.30pm) was Registered
Nurse (RN), Dimity Cox.
38
27. Enrolled nurse (EN) Amy Cupitt states that at the time of admission, Ms Smith ‘was
alert and orientated’ and on presentation to the emergency department, was complaining
of severe pain in her right knee. EN Cupitt confirmed in her statement that “[O]n
inspection her knee was swollen, warm and tender to touch”.
39
28. According to Professor Rawlinson, Ms Smith did not present with generalised sepsis
initially, noting the following:
blood pressure was 120/73 mmHg …
respiratory rate 20bpm consistent with a person of her age with her smoking history …
heart rate of 95bpm elevated, although again consistent with a woman with her condition
no fever, no urinary symptoms, and initially no altered cognition.
40
First review by Dr Michael Manning at GIDH
29. Dr Michael Manning was a locum medical officer at GIDH, completing a locum
placement over the Easter long weekend at the time.
30. In his statement, Dr Manning says that:
35
Tab 21 NSWA Records, p.2
36
Tab 21 NSWA Records indicate, the ambulance was “@ destination” at 11.26am, “Triage” was recorded at
11:28am and “Off Stretcher” occurred at 11:32am; Tab 19A GP Patient Notification from HNELHD to Dr
Wong dated 31 August 2018, p.92 indicated an admission date and time of 31 March 2018 at 11.35am citing
“Problem / Procedure: fall”
37
Tab 19 GIDH Records
38
Tab 18C Statement of Lisa Ramsland, at [59]
39
Tab 10 Statement of EN Cupitt, at [6]-[7]
40
Tab 23 Expert Report of Professor Rawlinson, p.3 at [4.0(1)]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
7
Shortly after Ms Smiths presentation to ED, once I had finished reviewing the other
patient in ED, I attended and reviewed Ms Smith. Ms Smith had been triaged and
transferred to an ED bed.
41
31. Upon examination, Dr Manning noted the following in relation to Ms Smith, without
recording a time of review:
75 Multifocal Pain
called ambulance for lower
back pain and pain in
all limbs
- denies fevers
- no n [?nausea] or v [?vomiting]
R knee and lower lumbar
back are foci of pain
Increasing each day,
on 5mg of oral ordine [?morphine] BD [?twice daily]
but now no longer
controlling pain.
10/7 interarticular cortisone
pain worsening since then
B/D [?] chronic pain
nicotine dependence
PVD [?peripheral vascular disease]
Meds
Amitriptyline 20mg
Morphine 5mg BD
O/E 120/73 RR [?respiratory rate] 20 H95 [?heart rate 95]
Cachetic
C/O [?Complaining of] pain in lumbar back and knee
Chest reduced a/e [air entry] no creps [?crepitations]
HSD [?Heart sounds dual]
Abdo [?Abdomen] soft no mass
R Knee
warm and swollen
Active movement 30 degrees
Tender to palpation but not severe
Feet perfused.
Pulses weak,
consistent with PVD [?peripheral vascular disease].
R shoulder
non-tender large ganglion
Imp [?Impression] Possible developing septic R knee
missed courier for bloods / CRP
AKI [?Acute kidney injury]
41
Tab 7 Statement of Dr Manning, at [29]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
8
S/W Ortho @ Armidale
- requests no abs
- review in ED Armidale
- fresh bloods
S/W ED and advised of transfer
Plan: For t/f to Armidale for
ortho review
Bloods
Blood culture
IV fluids
- [chase] previous bloods for renal #
analgesia
given going for ortho review will not aspirate here.
42
32. In his statement, Dr Manning recalled that:
Ms Smith’s right shoulder appeared to have a cystic outpouching from the joint capsule.
This seemed to rise out from the joint and appeared quite prominent. It had the clinical
appearance of a ganglion or out-pouching from the joint capsule of the shoulder. It was
not warm or tender upon palpation and Ms Smith appeared to have reasonable
movement and function of her right shoulder.
43
33. According to Dr Manning, he had been informed that GIDH did not have any x-ray
services available that day.
44
34. Dr Manning states that he undertook Point of Care (blood) Testing (PoCT) on Ms
Smith.
45
35. At 11.55am, PoCT device was processed by Operator ID 51005884, which identified
neutrophils were 21x10
9
/L and the white blood cell count was 26.6x10
9
/L.
46
36. Professor Roger Wilson, Chief Pathologist and Executive Director Clinical Governance
and Quality at NSW Health Pathology confirms in his statement that the monitoring of
quality control testing and performance of the PoCT device located at GIDH was up to
date for the expected testing intervals with results of those tests within the expected
range, indicating reliable performance.
47
Professor Wilson also states that PoCT is
reliable and replicate testing by a referral laboratory to confirm PoCT results should be
avoided, except in the case of critical or spurious results.
48
He states that there were
42
Tab 19 GIDH Records
43
Tab 7 Statement of Dr Manning, at [46]
44
Ibid, at [55]
45
Ibid, at [51]
46
Tab 19 GIDH Records [Note: Tab 19A contains a clearer copy of the PoCT test print]
47
Tab 15 Statement of Professor Roger Wilson, at [7]
48
Ibid, at [9]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
9
protocols in place at GIDH for transporting pathology specimens by taxi for ‘extreme
emergencies’.
49
37. A handwritten note was recorded as being taken at 12.10pm, at the bottom of a form
titled ‘Emergency Department Triage Notes’:
Nursing: PT BIBA GENERALISED PAIN AND A RED INFLAMED R
SHOULDER. HAD A CORTISONE INJ LAST WEEK IN DR’S ROOMS.
SHOULDER SITE NOW RED AND [?] BUT NOT HOT. BLOODS (I-STAT)
PTO
(CONT) AND FORMAL, BLOOD CULTURES ATTENDED. IV FLUIDS
COMMENCED AND PAIN RELIEF GIVEN. [RML] RN MacLean.
50
38. At 12.10pm PoCT device CG4+ test was processed by Operator ID 51005884, which
identified lactate 2.29mmol/L.
51
39. At 12.14pm PoCT device CHEM8+ test was processed by Operator ID 51005884,
which identified creatinine 196 mmol/L and urea 26.1 mmol/L.
52
40. Results of bedside blood tests were attached to Dr Manning’s notes, demonstrating,
according to A/Professor Holdgate:
a. “markedly” elevated urea and creatinine;
b. a “markedly” elevated white cell count, (which A/Professor Holdgate notes was
not commented upon); and
c. a “mildly elevated” lactate level of 2.29mmol/L.
53
41. According to A/Professor Holdgate:
a. initial lactate levels of >2mmol/L along with worsening confusion are both in the
“yellow zone” criteria of the NSW Health adult sepsis pathway (Sepsis
Pathway);
54
b. no “red zone” criteria of the sepsis pathway were identified; and
49
Tab 15 Statement of Professor Roger Wilson, at [11]
50
Tab 19 GIDH Records, commences pp.46-47
51
Ibid
52
Ibid
53
Ibid; Expert Report of A/Professor Holdgate, at [1.9] as to subparagraph (c), Tab 24C Second Supplementary
Report of A/Professor Holdgate, p.3
54
Tab 26 Sepsis Toolkit, p.17 describes “Sepsis Pathways
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
10
c. Ms Smith also had two recognised risk factors for sepsis, being the presence of the
chronic wound on her left hip and her age, being over 65.
55
42. While acknowledging certain limitations of the Sepsis Pathway, A/Professor Holdgate
opines that Ms Smith demonstrated sufficient clinical signs to raise suspicion for sepsis
at this stage.
56
43. Professor Rawlinson states that Ms Smith had risk factors for sepsis but did not, using
the Sepsis Pathway, have significant risk factors
57
including that she “did not demonstrate
any red zone observations”
58
and did not have significant yellow zone observations under
the Sepsis Pathway.
59
Professor Rawlinson observes that to be a yellow zone
observation”, systolic blood pressure must be less than 100 mmHg and to be a red zone
observation”, systolic blood pressure must be less than 90 mmHg; Ms Smith’s was 120
mmHg.
60
44. Neither A/Professor Holdgate nor Professor Rawlinson state that treatment pursuant to
the Sepsis Pathway should have commenced at this point.
45. However, both those experts confirm that only a short delay is appropriate before
administration of antibiotics in these circumstances, such delay being acceptable for the
purpose of taking blood and other cultures.
61
46. In this case, cultures were required to be taken from Ms Smith’s knee joint, by an
aspiration procedure. Dr Manning states that he had not aspirated a knee joint on his
own prior to that time (although he had done so under supervision) and did not consider
attempting that procedure in the circumstances.
62
47. The Sepsis Toolkit does not recommend administration of antibiotics until recognition
or diagnosis of sepsis, but states that commencement of antibiotic therapy should occur
within the first hour of that recognition or diagnosis.
63
55
Tab 24A Expert Report of A/Professor Holdgate, p.8 at [4.1]
56
Ibid, at [4.3]
57
Tab 23 Expert Report of Professor Rawlinson, p.3 at [4.0(1)]
58
Ibid, p.4 at [4.0(3)]
59
Ibid
60
Ibid
61
Ibid, p.3 at [4.0(2)]; Tab 24A Expert Report of A/Professor Holdgate, p.6 at [3.1]
62
Tab 7 Statement of Dr Manning, at [78]
63
Tab 26 Sepsis Toolkit, pp.17-18; Tab 18 Statement of Peter Williams, Annexure D Sepsis Data Collection Tool
Adult Inpatient (contemporaneous document)
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
11
48. A/Professor Holdgate states that diagnosis of a suspected septic joint is an orthopaedic
emergency which requires orthopaedic intervention that was not available at GIDH.
64
First contact with orthopaedic registrar at ARRH
49. At an unspecified time after his first review,
65
Dr Manning’s notes confirm that he had a
discussion with the Orthopaedic Registrar at ARRH, now known to be Dr Jauncy Robert
Hakwa Natukokona, with notes as follows:
Spoke with Orthopaedic Registrar at Armidale
- requests no antibiotics
-review in Emergency Department Armidale
-fresh bloods.
66
50. During their conversation, Dr Natukokona requested that Dr Manning not administer
antibiotics. This is confirmed by both Dr Manning and Dr Natukokona.
67
51. These conversations will be the subject of oral evidence.
52. Dr Manning’s notes further document that he then spoke with ED, noting:
Spoke with ED and advised of transfer
Plan: For transfer to Armidale for orthopaedic review
Bloods
Blood Culture
IV fluids
-chase previous bloods for renal #
analgesia
given going for orthopaedic review will not aspirate here.
68
53. In his statement Dr Manning confirms that he spoke with the on-call ED consultant at
Armidale Hospital on the FACEM phone to advise of Ms Smith’s impending transfer
and her presentation generally. Dr Manning stated that he relayed the instructions from
Dr Natukokona, including the x-ray to Ms Smith’s right knee and new blood tests upon
her arrival at ARRH ED, and that the consultant accepted the transfer and advised they
would await Ms Smith’s transfer.
69
54. Dr Ronald Hawksford has provided a statement confirming that he was working in the
ED at ARRH on 31 March 2018 between 7.30am and 5.30pm. Dr Hawksford further
confirmed that a copy of a Clinical Handover, Advice and Transfer of Care Form for
64
Tab 24A Expert Report of A/Professor Holdgate, at [2.4]
65
Tab 7 Statement of Dr Manning, at [54]
66
Tab 19 GIDH Records (extracted at paragraph [31] above, containing the full extract of related notes)
67
Ibid; Tab 9 Statement of Dr Natukokona, at [22(n)]; Tab 7 Statement of Dr Manning, at [57]
68
Tab 19 GIDH Records (extracted at paragraph [31] above, containing the full extract of related notes)
69
Tab 7 Statement of Dr Manning, at [59]-[60]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
12
Maureen Smith from ARRH is in his writing, and that the form would have followed a
telephone conversation from a doctor at GIDH regarding the transfer of Ms Smith. The
form noted as ‘Situation/Background’:
70
Ortho
↑ swilling of ® knee
post steroid injection
55. He further noted under ‘Recommendation/Request’ that Ms Smith was ‘Accepted by
Ortho’
56. Professor Rawlinson opines that where there is a likelihood of sepsis, particularly if a
diagnosis of septic arthritis is made, it is inappropriate for no antibiotics to be given for
an extended period. Where there is a provisional diagnosis of sepsis syndrome” he
opines that urgent antibiotic treatment is indicated. Professor Rawlinson notes that in
this case, the provisional diagnosis was for localised sepsis i.e., not sepsis syndrome.
However, in the circumstances of Ms Smith’s age (>65 years), previous surgery to the
knee and recent hydrocortisone injection, it was not appropriate to withhold antibiotics
for any significant period of time.
71
57. At 1.05pm to 1.06pm, Dr Natukokona accessed the Clinical Applications Portal (CAP)
in relation to Ms Smith.
72
He states that CAP is a computer system which allows access
to certain patient records (for example, previous x-rays and blood test results) within the
Hunter New England Local Area Health District (HNELHD).
73
In his statement, Dr
Natukokona referred to accessing CAP after his first discussion with Dr Manning, and
again referred to accessing CAP at some time before 2pm.
74
58. The CAP search results show that the following searches were undertaken using Dr
Natukokona’s user identification, and were the only searches concerning Ms Smith or
the GIDH Emergency Department undertaken on CAP that afternoon:
a. “consolidated patient schedule, ED Search” (an ED Search), commencing at 1:05:11 pm
and ending at 1:05:11 pm;
70
Tab 17 Statement of Dr Hawksford, at [5]-[6]
71
Tab 23 Expert Report of Professor Rawlinson, p.5 at [4.0(5)]
72
Tab 22 Letter for Crown Solicitor’s Office, Annexure 1 CAP Audit Report
73
Tab 9 Statement of Dr Natukokona, at [23]
74
Ibid, at [22]-[26] and [32]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
13
b. immediately after, a patient search report relating to Ms Smith commencing at 1.05.19 pm
to and ending at 1.06.38 pm;
c. about twenty one minutes later, an ED Search commencing at 1:26:37 pm and ending at
1:26:37 pm; and
d. immediately after, an ED Search commencing at 1:26:49 pm and ending at 1:26:49 pm.
75
Further care and attempts to arrange transfer to ARRH
59. At 1.10pm, blood samples were taken.
76
60. Dr Manning states that he asked the ED Nurse in Charge how patients were transferred
to ARRH and he was advised that the nursing staff would book an ambulance for transfer
(Dr Manning said he understood the non-urgent patient transfer service was not
operating that day). Dr Manning states he advised the nurse that the transfer was for
“investigation of a possible septic joint”.
77
61. The Patient Flow Unit (PFU) notes show a PFU Request by “Michael” (also recording
Doctor: Michael Manning”) at 1.22pm.
78
In her statement, Nurse Manager Lisa Welfare
at the PFU says “it appears” that at 1.22pm, she received a telephone call from Dr
Manning in relation to an inter-hospital transfer to ARRH for “R septic knee joint”,
although Ms Welfare also states that she has no independent recollection of her
involvement.
79
Dr Manning states that, to his recollection, he never made a phone call
to Ms Welfare.
80
62. At 1.26pm, PFU notes entitled “Transfer Request for Smith Maureen” (the Transfer
Request Record) include a record of the following, as well as noting Ms Welfare as
“PFU First Contact”:
(Lisa Welfare) R septic knee joint.
Dr Manning has spoken to Robert Hakwa and also ED t/port has been booked
81
63. Ms Welfare says in her statement that the notes in the Transfer Request Record relating
to the 1.26pm call also state in the Transport section “Dr Manning RN att” and that
75
Tab 22DDD Letter from the Crown Solicitor’s Office regarding CAP dated 29 October 2021; Tab 22J Letter
from the Crown Solicitor’s Office regarding CAP dated 16 March 2022 and 22M Letter from the Crown
Solicitor’s Office regarding CAP dated 12 May 2022
76
Tab 19A Pathology Report, p.132
77
Tab 7 Statement of Dr Manning, at [62]
78
Tab 22 Letter from Crown Solicitor’s Officer, Annexure 2a PFU Records
79
Tab 22A Statement of Ms Lisa Welfare, at [5] and [6]
80
Tab 7A Supplementary Statement of Dr Manning, at [37]
81
Tab 22 Letter from Crown Solicitor’s Officer, Annexure 2a PFU Records, p.2
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
14
the “Transport Arranged” section is ticked and explains her understanding of this is that
Dr Manning had informed her that a RN had attended to booking transport and further,
that she would not have been involved in the planning or timeframe of the transport.
82
64. At 1.32pm, the Transfer Request Record includes a record of the following:
(Lisa Welfare) R septic knee joint.
Dr Manning has spoken to Robert Hakwa and also ED t/port has been booked.
Not through PFU
83
65. On the first page of the Transfer Request Record, the timeframe selected against that
transfer is “<24 hrs”. The other options for timeframe are “<1 hr”, “<12 hrs” and “>24
hrs”.
66. Ms Lisa Ramsland, A/General Manager, Tablelands Sector, HNELHD, states that the
selection of a timeframe ought to have been based on the medically agreed timeframe
(MAT) communicated by the referring and accepting doctors at the time of referral.
84
67. Ms Welfare says in her statement that, in accordance with her usual practice, this note
would reflect that she telephoned the ED of ARRH to confirm they were aware of the
booking.
85
68. In relation to the contact made with PFU, Ms Ramsland makes both of the following
statements:
a. it is my understanding that PFU were not asked to coordinate the booking”;
86
and
b. The PFU were not asked to co-ordinate this transfer”.
87
69. At 1.40pm, Morphine and paracetamol were administered and, according to the RN
Raymond MacLean, intravenous fluids were also commenced at this time.
88
70. At 2.05pm, nursing records note an entry by RN Dimity Cox that blood samples were
taken for formal pathology including blood cultures from “R) CF.
89
71. At 2:17pm, RN MacLean made a phone booking (reference 1481416) with Non-
Emergency Patient Transport, HealthShare NSW. Non-Emergency Patient Transport is
82
Tab 22A Statement of Lisa Welfare, at [7]-[8]
83
Tab 22 Letter from Crown Solicitor’s Officer, Annexure 2a PFU Records, p.2; Tab 13A Statement of RN
MacLean, at [15]
84
Tab 18C Statement of Lisa Ramsland, at [46]
85
Tab 22A Statement of Lisa Welfare, at [10]
86
Tab 18C Statement of Lisa Ramsland, at [39]
87
Ibid, at [42]
88
Tab 19 GIDH Records
89
Ibid
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
15
now called Patient Transport Service (PTS) and remains part of HealthShare NSW. It
will be referred to as PTS throughout this Summary, although some of the
contemporaneous notes refer to “Non-Emergency Patient Transport. The PTS
booking form records the following information, among other things:
a. Patient Info – R septic knee joint
b. Transfer Comment
DX: Osteomyelitis
HX: Chronic Pain
Accepted by Ortho Registrar for Ward via ED
c. “Is the Patient Between the Flags? / Yes”
d. Pickup Time 31/03 14:10-16:20
e. Delivery Time 31/03 15:50-19:00
f. Status “Cancelled”.
90
72. Dr Manning states that he has reviewed the PTS booking form and that he had not been
aware of the reference to “Osteomyelitis”. He also states that osteomyelitis would have
“been similar to my working diagnosis (septic arthritis) in terms of its implications and
urgency”.
91
73. PTS has confirmed that Ms Smith was classed as a ‘Class C transport” under the “Service
Specifications for Transport Providers, Patient Transport Service” published 12 January
2018.
92
The summary of a ‘Class C’ transport includes:
a. patient is expected to remain within ‘Between the Flags’ criteria;
b. may require equipment monitoring (with the exception of cardiac);
c. observation and monitoring of an intravenous infusion;
d. behaviourally stable;
e. condition is not life threatening and is not likely to become life threatening during
transport; and
90
Tab 18A, Annexure B
91
Tab 7A Supplementary Statement of Dr Manning, at [23]
92
Tab 22B Statement of Shubjeet Kaur, at [4]-[5]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
16
f. patients have been assessed by a registered nurse or medical practitioner as having
low risk of deterioration.
93
74. PTS has advised that an automated message is audible when HNELHD makes a booking
with PTS via telephone, which includes the following statement:
All patients must be assessed by an appropriately qualified nurse or medical practitioner
as suitable for patient transport service before making the booking.
94
75. Any PTS call taker is required to complete a digital “Call Taking Form” by asking certain
questions in relation to each transfer type.
95
76. PTS telephone transcripts show a call from RN MacLean to PTS, in which RN MacLean
spoke to “Stuart”, now known to be Stuart Reeves a Booking Officer at Greater
Metropolitan Booking Hub (GMBH), to organise the transfer of Ms Smith.
96
Some of
the conversation is noted below (with ellipsis representing minor comments or
interjections). After some introductory remarks, Mr Reeves confirmed his understanding
of the booking as:
… so what’ve we got, so is specialist care over to Armidale, hospital emergency … Who’s
the authorising doctor at Glen Innes
77. RN MacLean stated:
The authorising doctor is Dr Manning
78. After some administrative matters, the conversation continued as follows:
Mr Reeves: … and why did she present to Glen Innes Hospital?
RN MacLean: Um, she presented with osteomyelitis by the looks of it
Mr Reeves: osteomyelitis … Any other medical history with her?
RN MacLean: Um, just um chronic pain
Mr Reeves: chronic pain. Ok so transferring over to ED for investigations
RN MacLean: No, she’ll actually go in through ED, but she’s been accepted by the
orthopaedic reg down there, don’t ask me his name, my doctor didn’t
give it to me mate
Mr Reeves: That’s fine. So, accepted by ortho registrar. So going for a ward via ED
RN MacLean: via ED, yes mate
Mr Reeves: ok that’s fine mate, no problem at all. That patient’s going today, and
what time will that patient be ready?
93
Ibid, at [6]
94
Ibid, at [9] [Note: includes a transcript of the full automated message]
95
Ibid, at [10] and Annexures 3 and 4
96
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, Annexure H, p.1
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
17
RN MacLean: be ready from now
Mr Reeves: sorry from now?
RN MacLean: yep
Mr Reeves: ok sweet
RN MacLean: and if you’re really quick, I’ve got two ambo’s sitting here doing nothing
[laughter]
79. In some further exchanges, RN MacLean confirmed that Ms Smith is “between the flags”
and responds “no” when Mr Reeves asks if she has any “MRO’s or infections”.
80. Mr Reeves then confirmed the booking in the following terms:
Ok, sweet, alright so I’ll just send that one through to despatch for you now. So I confirm
it’s from Glen Innes Hospital at Emergency Department to Armidale Emergency
Department, accepted by ortho registrar, and patient is ready from now… booking
number is 1481416. So the guys at despatch will look at it and get it planned in as soon as
we possibly can for you mate
81. Mr Mohammad Al-Amin was a PTS Floor Operations Co-ordinator at GMBH. His
statement explains that the PTS is used for patients who are clinically stable and within
the scope and capabilities of the PTS. Mr Al-Amin is not clinically trained and explains
that staff at PTS do not have access to patient notes. He states PTS staff do not
determine whether a patient requires urgent transport as PTS staff are not trained to
make such an assessment.
82. Mr Al-Amin states the relevant details for the transfer, including patient requirements,
are provided by the person making the booking. If the booking is for an urgent transfer,
the PTS staff are informed by the person making the booking and the booking request
will contain a notation such as urgent booking”, booking is for ambulance,
ambulance requiredand/or "within 60 minutes”. The PTS booking form does not
include any of these phrases.
97
83. Mr Al-Amin further explains in his statement:
13. I interpret the Booking Sheet as follows:
a. at 1417 on 31 March 2018, Glen Innes Hospital requested transport to collect
Maureen Smith, with a patient ready time at Glen Innes Hospital of 1420hrs on 31
March 2018;
b. the transport was not booked as urgent; and
c. the patient was to be admitted to the ward of the Armidale Hospital, via its
Emergency Department.
97
Tab 14B Statement of Mohammed Al-Amin, at [9]-[10]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
18
14. The middle row of boxes on the Booking Sheet shows a pickup time of between
1410hrs and 1620hrs and a delivery time of 1550hrs to 1900hrs. This is an estimate only
that is pre-generated by the booking system. It does indicate that the PTS vehicle will pick
up the patient in that time. To the best of my understanding the estimate reflects a service
level agreement between PTS and hospitals.
98
84. Mr Al-Amin later notes that if the Booking Sheet indicated the patient was not suitable
for PTS or required an urgent transfer the usual practice of PTS would be for the
dispatcher to book an ambulance.
99
85. At 2.30pm ED Triage notes taken by RN MacLean state:
100
“NURSING. PT CARE ACCEPTED BY ARRH ORTHO. TRANSPORT BOOKED
REF NO. 1481416. RN MACLEAN”
86. In his statement, RN MacLean confirms that at around 2.30pm he had been informed
by Dr Manning that Ms Smith was to be transferred to ARRH and that RN MacLean
immediately contacted PTS to make a phone booking. He states he was informed by the
PTS booking officer that they had no vehicle available at that time, but that one would
be dispatched as soon as it became available.
101
87. Dr Manning handwrote a referral to Armidale ED / Orthopaedics Registrar noting:
Problem list:
1. Increasing pain. Multifocal but worse in R knee & sacrum.
2. R Knee swollen & warm
10 days post cortisone injection
– I-STAT white cell count Neuts [?neutrophils] 21.0
3. Acute kidney injury
Her R knee has worsening swelling and is warm to touch. Her point of care FBC shows
a significant neutrophilia. Whilst we haven’t documented a fever, given the above she was
discussed with the Orthopaedic Registrar for ? septic joint. He has asked that we transfer
her to Armidale Emergency Department for further assessment. He has asked for fresh
bloods and X-ray. The cultures and bloods we have taken here in Glen Innes will be sent
with her.
102
98
Ibid, at [13]-[14]
99
Ibid, at [15]
100
Tab 19 GIDH Records
101
Tab 13A Statement of RN MacLean, at [17]
102
Tab 19 GIDH Records
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
19
88. The nurse in charge at GIDH between 2:30pm and 11:00pm was RN Adrianna Peitsch,
having taken over from RN Cox who finished at 2.30pm.
103
89. At 2:32pm, according to the joint statement on behalf of HNELHD, NSW Ambulance
(NSWA) and HealthShare NSW (the Joint Response), the notation of “R septic knee
joint” was added into booking 1481416 under the “Patient Comment” field in the Patient
Flow Portal by HNELHD.
104
90. Dr Manning notes that there was a rise in Ms Smith’s heart rate, recorded between
2.45pm and 4.30pm, which remained between the flags and while he was aware of this,
he did not consider it sufficient to require a change of approach.
105
91. At around 3-4pm, Dr Natukokona states that he checked CAP and it indicated that Mr
Smith had not left GIDH so he telephoned PFU to enquire about the reason for Ms
Smiths delay. He states his impression from that conversation was that she would be
arriving within the next few hours but that she had not yet left GIDH.
106
The CAP search
results do not appear to show this check having been undertaken by Dr Natukokona
under his login,
107
nor do the CAP search results show any CAP searches (under any
login) relating to either GIDH or Ms Smith during that time.
108
92. Mr Al-Amin states that the log shows that he and two dispatchers searched for a vehicle
for the transport and could not find one. He states he adopted normal practice when
there was no PTS vehicle available and transferred the booking through the Electronic
Booking Service (EBS) to NSWA. The EBS uses an online portal to manually transfer
the booking to NSWA.
109
93. The booking information forwarded to NSWA noted:
PT 75YO F WGHT: <=150KG NON INFECTIOUS
STRETCHER DIAGNOSIS: OSTEOMYELITIS .. RCV LOCN:
ED, EBS: DX: CHRONIC PAIN
ACCEPTED BY ORTHO REGISTRAR FOR WARD VIA ED
103
Tab 18C Statement of Lisa Ramsland, at [59]
104
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, at [12]
105
Tab 7A Supplementary Statement of Dr Manning, at [13]
106
Tab 9 Statement of Dr Natukokona, at [35]
107
Tab 22 Letter from the CSO, Annexure A CAP Audit Report
108
Letter from the Crown Solicitor’s Office regarding CAP dated 29 October 2021; Tab 22J Letter from the Crown
Solicitor’s Office regarding CAP dated 16 March 2022 and 22M Letter from the Crown Solicitor’s Office
regarding CAP dated 12 May 2022
109
Tab 14B Statement of Mohammed Al-Amin, at [16]-[17]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
20
PATIENT IS READY FROM 1420
110
94. The forwarded information did not include the note R septic knee joint. This
information was contained within an additional comments field and was not forwarded
via the EBS. The Joint Response accepts that this was relevant information which should
have been forwarded to NSWA.
111
95. Mr Al-Amin states the EBS booking was made at 3:13pm and that he notified the
Western Control Centre at NSWA of the transfer at 3:15pm, which is confirmed by the
transcript of calls from PTS in which Mr Al-Amin is recorded as speaking to “Juanita”
at NSWA to advise that PTS had “EBS’d, a patient going from Glen Innes ED to
Armidale ED” before confirming that patient was Maureen Smith.
112
The PTS log
annexed to Mr Al-Amin’s statement confirms EBS at 1513 hours, and ‘WESTERN
ACCEPTED. MA at 1515 hours’.
113
96. PTS telephone transcripts show that Mr Al-Amin then called GIDH at 3:22pm and
spoke to Amy
114
and advised the booking had been transferred to NSWA.
115
In his
statement, Mr Al-Amin says he then cancelled the booking at 3:22pm as Ms Smith's
transport had been transferred to NSWA (and that this was the usual process when a
booking is transferred via EBS).
116
97. Since that time, HNELHD and HealthShare NSW have commenced a pilot programme
called ‘Ways of Working’, pursuant to which, if PTS cannot facilitate a booking, the PTS
officer contacts the ward that made the booking and requests them to either reschedule
the non-emergency transfer to another suitable time, or, if the patient must be transferred
via NSWA, the PTS officer will advise them to contact NSWA directly.
117
In a statement
110
Tab 21A Statement of Lauren Mansell, Annexure J Incident Detail Report 60050
111
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, at [14] [Note: CSO commented that “(a) the
medically agreed timeframe is provided by the hospital at the time of booking; and (b) the information provided
by the hospital was that the patient was ready from 1420 with no medically agreed timeframe requested at the
time of booking, in the markup of this Summary of Evidence on 7 September 2021]
112
Tab 22B Statement of Shubjeet Kaur, at [18]-[19] and [27]; Tab 18A Joint Statement of HNELHD, NSWA and
HealthShare, Annexure H Transcripts, p.4
113
Tab 14B Statement of Mohammed Al-Amin
114
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, p.15 the PTS transcript of that phone call
states that it was between Mr Al-Amin and RN Cupitt; Tab 10 Statement of RN Cupitt does not mention that
call or any other related call that RN Cupitt was personally involved in
115
Tab 14B Statement of Mohammed Al-Amin, at [20]; Tab 18A Joint Statement of HNELHD, NSWA and
HealthShare, Annexure H Transcripts, p.5
116
Tab 14B Statement of Mohammed Al-Amin, at [21]
117
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, at [38]-[41]; Tab 22B Statement of Shubjeet
Kaur, at [25]-[26] and Annexure 6
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
21
on behalf of PTS and HealthShare NSW, Shubjeet Kaur states that this is “significant
change”, noting:
PTS does not have access to patient records and therefore is not the most effective
source of information for any booking being forwarded to NSWA. The new
programme ensures direct communication between the requesting agency (HNELHD)
and the transfer agency (NSWA).
118
98. At 4:49pm, Mr Mark Dunworth of NSWA called Mr Al-Amin from PTS concerning a
booking “from you guys” (i.e. from PTS) and Mr Dunworth stated:
I was just wondering why we got that, there didn’t seem to be anything in the job to
indicate why it would have to go with Ambulance, other than if you just didn’t have a
crew.
99. Mr Al-Amin responded that Ms Smith was suitable for PTS but that “we do not have
anyone in the area … until tomorrow”. Mr Dunworth confirms he was aware of the
policy that NSWA was to provide support to local health districts to achieve timeframes
for inter-facility transport for specialist review within 24 hours, where there was
insufficient PTS crew available to do so and says he “thought that Ms Smith would be
transported by PTS within a 24-hour period”.
119
100. Mr Dunworth said that he had a crew out of town doing a transfer and could not send
an emergency crew out of town simply because there was no patient transport vehicle
available, he said “like if they are going to ED because they need treatment for something
straight away there is a good case to do that” but not if they were going to pass through
ED to “sit on the ward at Armidale until someone could do something”. Mr Dunworth
said he would put the job “on the back burner and it may come back to you tomorrow”.
Mr Al-Amin
replied “ummm, no problem, cool, cool”.
120
Mr Al-Amin states that the
“Log” shows he advised his senior supervisor, the team leader of GMBH, of the
conversation with Mr Dunworth.
121
A copy of the “Log” is annexed to Mr Al-Amin’s
statement and includes a notation stating at 1654 hours “ADVISED TL [Team Leader].
MA.”
122
101. Mr Dunworth accepts that he implied there was limited NSWA capacity to conduct Ms
Smith’s transfer and suggested that he did not have a “spare” crew.
123
118
Tab 22B Statement of Shubjeet Kaur, at [27]
119
Tab 14AB Third Supplementary Statement of Mark Dunworth, at [8]
120
Tab 14 Statement of Mark Dunworth, Annexure A
121
Tab 14B Statement of Mohammed Al-Amin, at [22]-[23]
122
Ibid
123
Tab 14AB Third Supplementary Statement of Mark Dunworth, at [10]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
22
102. Mr Robert Fairey, A/Chief Superintendent (Western Control Centre NSWA) confirms
that there was capacity for a NSWA transfer at that time.
124
In terms of NSWA crew
availability at around that time, Mr Fairey confirms that:
a. as at 3:15pm that day:
i. there were at least seven crewed NSWA vehicles within 100km of GIDH
that were not then allocated to a job, including one at Glen Innes Station;
ii. a further crew from Armidale Station had just completed a job and was
returning to the station; and
iii. another crew from Tenterfield Station had been assigned to an inter-
hospital transfer but was called off that job shortly after.
125
b. as at 4:49pm that day, at least seven crewed NSWA vehicles remained within
100km of GIDH that were not then allocated to a job, including one at Glen Innes
Station;
126
and
c. as at 5:07pm that day, at least four crewed NSWA vehicles remained within 100km
of GIDH that were not then allocated to a job, including one at Glen Innes Station,
with a further two who “did not attend a case” at that time.
127
103. The PTS phone transcript confirms that GIDH called PTS at 5:03pm on 31 March 2018.
According to the transcript, Ray from GIDH spoke to “Shevin” at PTS about the
booking for Ms Smith’s transfer, citing booking number 1481416.
128
This may be the
same call RN MacLean refers to in his statement, which he says he made at around
5.00pm to PTS for a status update on Ms Smith’s transfer.
129
The transcript shows that
Rayasked:
Yeah, just want to know how it’s going, I haven’t heard anything from anybody, other
than I’ve been told it’s been booted to Ambulance. Just want to know how long it’s
going to be, we need to get this patient down there
130
104. “Shevin” responded:
124
Tab 21B Statement of Robert Fairey, at [62]
125
Ibid, at [58]
126
Ibid, at [59]
127
Ibid, at [60]
128
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, Annexure H Transcripts, p.6
129
Tab 13A Statement of RN MacLean, at [18]
130
Audio is available at Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, Annexure E
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
23
Yep, so it has been moved to Ambulance, so I no longer have umm access to what time
they’ll be picking her up. But I can give you the phone number to call to make the
enquiry.
131
105. Mr Al-Amin states that this call is reflected in the Log attached to his statement but that
he was not involved and “did not do anything in relation to the patient for the rest of
my shift”.
132
The Log attached to his statement confirms a notation at 5.05pm:
ADV. PT TO CALL AMBULANCE IN RELATION TO ETA AS BOOKING WAS
NO LONGER WITH US CB.
133
106. RN MacLean states that he then contacted NSWA and spoke to the Western District
Co-ordinator.
134
At 5:07pm RN MacLean spoke to Mr Dunworth of NSWA. RN
MacLean said to Mr Dunworth that he had “booked or we rang for transport for a patient
to transfer into Armidale a few hours ago”.
135
Mr Dunworth told RN MacLean:
I was talking to Non-Emergency patient transport and they suggested suitable for them
to take. They just don’t have a vehicle and probably won’t have one till tomorrow
morning, so they’re keeping that booking and then once they get a crew tomorrow they’ll
be taking her down to Armidale. So it’ll be tomorrow I’d say.
136
107. RN MacLean asks Mr Dunworth to “hang on for a minute”, there is talking in the
background, after which RN MacLean states:
Mark I’ve just been speaking to the doctor up here, mate, he wants her to go today
108. Mr Dunworth responds:
Yeah, that’s fine, I can’t send my emergency ambulance out of town to transfer, they’re
actually going to be assisting Tenterfield with a very sick patient coming down to go to
Armidale … so yeah, look, patients that are suitable to go with patient transport have to
go with them, we can’t, we’ll get … anyway, the thing with it is if they are suitable to go
with patient transport, they go with patient transport, not in an emergency ambulance
because we can’t take our emergency resources out of the town for something that isn’t
an emergency because someone who does need it and we’re not there and we’re
transporting a non-emergency case, yeah we can’t explain that so it’ll be, yeah… If the
patient develops any condition that, you know, would then put her outside the flags and
needing immediate transport, it’s only a phone call back to us with all the details and we
can work something out but while they are quite stable and meeting the transport criteria
for non-emergency transport, we can’t put them in an emergency vehicle.
109. NSWA confirms that despite the reference to PTS “keeping that booking”, the booking
was with NSWA as at the time of the call and was not closed with NSWA until 7:38am
the following day.
137
131
CSO has advised that ‘Shevin” is a reference to Charvind Bains
132
Tab 14B Statement of Mohammed Al-Amin, at [24]-[25]
133
Ibid
134
Tab 13A Statement of RN MacLean, at [19]
135
Tab 14 Statement of Mark Dunworth, Annexure A
136
Audio of the conversation is available at Tab 21A, Annexure G
137
Tab 21B Statement of Robert Fairey, at [38]-[39]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
24
110. Mr Dunworth subsequently stated that, the mention of “sepsis” is “an alarm bell for
me”.
138
He stated that if “sepsis” had been mentioned in his conversations with Mr Al-
Amin or RN Mclean, or if had been contacted later and been advised that the patient’s
condition had deteriorated, he would have reallocated NSWA resources and sent an
ambulance as soon as possible.
139
Mr Dunworth also observed that, in the “Incident
Detail Report” related to the booking, there was similarly no mention of “septic joint”
or “sepsis”, instead there was a statement that Ms Smith was “NON INFECTIOUS”.
Separately, the “Incident Detail Report” also described Ms Smith’s condition as
“osteomyelitis” (an infection of the bone which can develop into sepsis), which was also
mentioned by Mr Dunworth to Mr Al-Amin in the telephone call at 4.49pm.
140
111. Dr Manning states that he was present in ED at the time of a phone call to the
Ambulance service, handwriting the initial referral letter to Armidale ED, but does not
specify the time of that call or who from GIDH made that call.
141
Dr Manning states that
he had the impression that the Ambulance service was pushing back and did not want
to divert Ambulance officers to transfer Ms Smith, although he also stated his
recollection that “it was not an immediate “no” from the Ambulance services at that time
and I understood the Ambulance service might still be able to transfer Ms Smith that
day”.
142
Dr Manning states that he instructed the nursing staff at some point during
discussions to advise the Ambulance service that Ms Smith required immediate transfer
that day.
143
112. RN Pietsch was the nurse in charge at GIDH that afternoon and evening. She states that
in her experience “it was not unusual around that time to encounter difficulties at GIDH
securing transport for patients who needed transfer between hospitals”.
144
RN Alyssa
Lowe was a locum nurse working at GIDH at the time and stated “patient transport and
booking ambulances was always difficult in Glen Innes. It was always a long wait to have
ambulances retrieve your patients”.
145
138
Tab 14 Supplementary Statement of Mark Dunworth, at [5] and Annexure A, p.3
139
Ibid, at [10]
140
Ibid, at [6], Annexure B, p.1 and Annexure A, p.1
141
Tab 7 Statement of Dr Manning, at [64]
142
Ibid, at [64]-[65]
143
Tab 7 Statement of Dr Manning, at [67]
144
Tab 13G Statement of RN Adriana Pietsch, at [9]
145
Tab 13H Statement of RN Alyssa Lowe, at [16]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
25
113. Ms Lauren Mansell, Deputy Director Western Control Centre, NSWA states that NSWA
complied with all policies and procedures in relation to the transfer of Ms Smith.
146
However, she states that:
a. there was a potential system issue that arose during the call at 5.07pm, in which
NSWA was informed that a medical practitioner had requested transfer that day;
147
and
b. there may have been a lost opportunity on the call between Mr Dunworth of
NSWA and GIDH, “or escalation pathways”, to question why Dr Manning wanted
the transfer to occur on Saturday 31 March 2018 (the same day).
148
114. A/Professor Holdgate observed, in connection with the 5:07pm telephone call
transcript, that Mr Dunworth “essentially dismisses the doctor’s request”, also noting it
is “very unfortunate” that Mr Dunworth did not seek further information regarding why
the doctor wanted Ms Smith to be transferred that day.
149
115. Mr Dunworth states that he regrets not making any further enquiry as to why the doctor
wanted Ms Smith transported.
150
116. A/Professor Holdgate refers to the HNELHD and NSWA Interhospital Patient
Transport Process dated December 2017, in particular, the matrix on page two which
states the time to dispatch should be a MAT between the referring clinician (RN or
medical officer) and the accepting medical officer.
151
A/Professor Holdgate concluded
there was clearly no MAT, as both Dr Manning and Dr Natukokona wanted Ms Smith
to be transferred on 31 March 2018, not the following day, and that the failure to consider
the opinions of the referring and accepting doctors with respect to the timeframe for Ms
Smith’s transfer was a breach of policy.
152
117. According to nursing expert RN Eunice Gribbin, there was a failure by nurses to escalate
Ms Smith’s care up the chain of command (to the nurse in charge and/or the hospital
manager covering GIDH over the long weekend) to action a call to NSWA to explain
146
Tab 21A Statement of Lauren Mansell, at [20]
147
Ibid, at [21]
148
Ibid, at [23]
149
Tab 24C Second Supplementary Report of A/Professor Holdgate, p.2
150
Tab 14AB Third Supplementary Statement of Mark Dunworth, at [9]
151
Tab 21A Statement of Lauren Mansell, Annexure O Joint Inter-Hospital Patient Transport Process, p.2
152
Tab 24C Second Supplementary Report of A/Professor Holdgate, p.3
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
26
the urgency of the request.
153
She opines that nurses should have contacted Dr Manning
and asked that he personally call the NSWA to explain the situation and insist upon
transfer by ambulance that day.
154
118. In his statement, RN MacLean says that after his call with NSWA (i.e. after 5:07pm), he
then called PTS again who told him that Ms Smith would be transferred on the morning
of Sunday 1 April 2018.
155
The telephone call transcripts from PTS do not include a
record of this call and PTS has subsequently advised from its review, there is no further
telephone call identified from GIDH on 31 March 2018 after 5:07pm.
156
RN MacLean
states that he then informed Dr Manning of the updates concerning NSWA and PTS.
157
119. Dr Manning states that he did not know until 5:00pm that “the Ambulance service had
categorically refused to take Ms Smith that day, particularly while her observations were
within normal limits”, and confirms that it was RN MacLean who informed him that
NSWA “had finally categorically said no to Ms Smith’s transfer. I understood they would
only consider taking Ms Smith if she was to deteriorate in her observations (to fall outside
the flags)”.
158
Dr Manning accepts that he should have directly spoken with NSWA to
express the urgency of her transfer.
159
120. At 5.20pm GIDH nursing records document (apparently an entry by RN MacLean):
160
SPOKE TO NSW AMB WESTERN CO-ORD RE TRANSFER OF PT TO ARRH ED.
THEY ADVISE THAT PT IS NOT SUITABLE FOR AND DOES NOT REQUIRE
AMBULANCE TRANSFER THEY HAVE HANDED TRANSFER BACK TO PT
TRANSPORT WHO HAVE NOTHING AVAILABLE UNTIL TOMORROW
01/4/18. I ALSO SPOKE WITH LEE NIXON WHO IS LISTED AT PT’S NOK SHE
IS UNWILLING TO DRIVE PT TO ARRH TODAY [RN MacLean].
121. The Crown Solicitor’s Officer (CSO) has confirmed that “NSWA kept [the] booking on
its system until the following morning”.
161
122. The Inter-Hospital Patient Transport Process policy of HNELHD and NSWA sets out
the policy and guidelines to be followed in relation to transfers such as that of Ms Smith
153
Tab 25 Expert Report of RN Gribbin, p.4
154
Ibid, pp.22-23
155
Tab 13A Statement of RN MacLean, at [20]
156
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare; Tab 22B Statement of Shubjeet Kaur, at [99]
157
Tab 13A Statement of RN MacLean, at [21]
158
Tab 7A Supplementary Statement of Dr Manning, at [19]
159
Ibid, at [22]
160
Tab 19 GIDH Records
161
Tab 21A Statement of Lauren Mansell, Annexure J Incident Detail Report 60050, at [25] states incident closed at
0738 hours on 1 April 2018 [Note: CSO comments in relation to this Summary of Evidence dated 7 September
2021]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
27
between GIDH and Armidale Hospital.
162
Among other things, it states that the
recognition of the need for NSWA to transfer a patient is outlined against three clinical
criteria,
163
being:
1. The patient has a life-threatening condition that requires emergency transport.
2. The patient is behaviourally unstable requiring mechanical restraint.
3. A patient is assessed as likely to deteriorate and fall outside of Between the Flags
criteria.
123. In his supplementary statement, Mr Peter Williams, General Manager, Tablelands Sector,
HNELHD confirmed that HNELHD has reviewed its guidelines around inter-hospital
patient transport, and that the Inter-Hospital Patient Transport Process policy of
HNELHD and NSWA was updated in August 2019, however the criteria for ambulance
versus non-emergency patient transport for inter-hospital transfers did not require
change.
164
124. In March 2020, the HNELHD issued an updated Clinical Policy Compliance Procedure
“Inter-Facility Transfer for Patients requiring Specialist Care”, which states that the
referring medical officer is to “[d]etermine the transport modality and level of clinical
escort required in consultation with the receiving Specialist”.
165
125. Mr Williams states that a medical officer orientation manual has been improved since the
death of Ms Smith.
166
That manual is dated April 2021 and is annexed to Mr Williams’
further statement and contains a section titled ‘Policies and Guidelines’, which states that:
‘Hard copies of MoH and NHE policies and Guidelines exist within departments;
however these may also be accessed through the HNE intranet” and includes a link to a
number of policies.
167
126. The April 2021 manual:
a. does not include reference to the Clinical Policy Compliance Procedure “Inter-
Facility Transfer for Patients requiring Specialist Care”; and
162
Tab 21 NSWA Records, Inter-Hospital Transport Process dated 21 December 2017 (also located at Tab 21A
Statement of Lauren Mansell, Annexure Y and Tab 18 Statement of Peter Williams, Annexure Q2)
163
Tab 21 NSWA Records
164
Tab 18B Supplementary Statement of Peter Williams, at [17]
165
Ibid, at [18] (also located at Tab 18 Statement of Peter Williams, Annexure P2, p.407
166
Ibid at [2] and Annexure A Medical Officer Orientation Manual, p.12
167
Ibid
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
28
b. includes no other reference describing the obligation on the medical officer
described in the above paragraph.
127. Mr Williams identifies the following as improvements to the April 2021 manual:
a. inclusion of a protocol for suspected septic joint;
b. PFU call protocol;
c. NSWA Escalation Process;
d. clarification concerning the RN in Charge and PFU; and
e. moving the escalation flowcharts into the body of the document.
168
128. In October 2021, a further edition of the medical officer orientation manual was
issued.
169
The manual includes the following relevant additions:
a. a detailed contacts list with a subheading Interhospital Transfer Key Contacts”;
170
b. reference to an acute care pathway for sepsis available in hardcopy in the ED;
171
c. addition of a section entitled Escalation of Patient Care to Speciality Services
outlining the formal network for accessing support and advice;
172
d. addition of a section entitled Interfacility Transfer for Patients requiring Specialist
Carewhich states:
i. the PFU is required to coordinate transfers between 7.00am and 9.00pm
and involves all relevant clinicians;
ii. at all other times the referring clinician co-ordinates the transfer
themselves, directly with the specialist service medical officer;
iii. that once transfer is confirmed, it is the responsibility of GIDH staff (not
PFU) to make the booking; and
iv. includes a reference to the Inter-facility Transfer for Specialist Care”
policy.
173
168
Tab 18B Supplementary Statement of Peter Williams, at [6]-[7]
169
Tab 22I GIDH Medical Officer Orientation Manual dated October 2021
170
Ibid, p.5
171
Ibid, p.9
172
Ibid, p.10
173
Ibid, pp.10-11
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
29
e. addition of a section entitled “Role and Responsibilities of the Referring Medical
Officer for InterFacility [sic] Care” which states:
Perform a clinical assessment of the patient’s condition, including identifying any
pathology or imaging required to assist in determining clinical status and need for
transfer
Contact the PFU or specialist service to refer the patient and discuss the plan of
care with the senior specialty clinician
This includes determination of the Medical Agreed Timeframe (MAT). The MAT
is the time that the patients needs to be at the receiving facility from a clinical
perspective. The referring and accepting medical officers, together, identify the
MAT.
Determine the transport modality and level of clinical escort required in
consultation with the receiving Specialist
Contact the PFU/accepting specialist service in the event of clinical deterioration
while awaiting transfer for, updated treatment advice and reassessment of the
urgency for transfer
Maintain responsibility for the patient while patient transfer is pending
Exception: Responsibility is transferred to the Retrieval Service when they take
over patient care
174
f. addition of a section entitled “Patient Transport Delays” prompting the use of the
existing NSWA escalation flowchart;
175
g. addition of sections outlining the availability of radiology and pathology;
176
h. inclusion of a PFU three-way conference call visual aide;
177
and
i. inclusion of the Adult Sepsis Pathway tool.
178
129. The October 2021 manual does not include copies of the policies identified within the
body of the manual as annexures. Alternatively, the policies appear to be hyperlinked to
a NSW Health intranet page.
Ms Smith’s care after it was clear there would be no transport on 31 March 2018
130. Having been advised that Ms Smith was not going to be transported to ARRH that day,
in A/Professor Holdgate’s opinion:
a. the advice given by Dr Natukokona to Dr Manning at this point to withhold
antibiotics was inappropriate as it meant that, even with a transfer early the
174
Tab 22I GIDH Medical Officer Orientation Manual dated October 2021, p.11
175
Ibid, pp.12-13
176
Ibid, p.14
177
Ibid, p.20
178
Ibid, pp.22-25
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
30
following morning, the patient would face a delay of nearly 24 hours prior to
diagnosis and treatment which is not clinically acceptable;
179
b. the most appropriate advice to Dr Manning would have been to aspirate the knee
at GIDH and then commence antibiotics;
180
c. in circumstances where Dr Manning did not have the skill or experience to perform
a knee aspiration, Dr Manning and Dr Natukokona should have liaised with
NSWA to arrange an urgent ambulance transfer to ARRH;
181
d. it was not appropriate for family or friends to transfer Ms Smith;
182
and
e. if an ambulance transfer still could not occur, antibiotics should have been
commenced.
183
131. Further, A/Professor Holdgate opines that, upon learning that Ms Smith was not to be
transferred that day, Dr Natukokona should have:
184
a. discussed with Dr Manning his ability to perform an aspiration of the knee joint
and, failing the ability to execute of that procedure by Dr Manning, Dr Natukokona
should have advocated strongly for Ms Smith to be transferred to ARRH that day;
b. recommended that antibiotics be commenced at GIDH; and
c. at a minimum, discussed the case with his consultant orthopaedic surgeon to get
further advice in relation to Ms Smith’s care.
Second review by Dr Manning
132. RN Mclean states that, at Dr Manning’s instruction, he arranged for Ms Smith to be
transferred to a ward bed overnight and handed over to one of the ward nurses at about
5:50pm.
133. At 6.00pm, GIDH nursing records (apparently an entry by EN Amy Cupitt):
185
Admission attended in ED. High Falls Risk. Handed over to evening staff please
attend FRAMP. Pt also confused @ times. IV in progress. Transferred to ward at
18.10hrs.
179
Tab 24A Expert Report of A/Professor Holdgate, p.7 at [3.3]
180
Ibid
181
Ibid
182
Ibid, p.6 at [2.6]
183
Ibid, p.7 at [3.3]
184
Tab 24B Supplementary Report of A/Professor Holdgate, p.4 at bullet point 1
185
Tab 19 GIDH Records
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
31
134. According to the statement of EN Cupitt, at approximately 6.00pm, EN Cupitt
completed the Adult Inpatient Admission Form and Risk Assessment Form and in doing
so, asked Ms Smith if she had a current history of MRSA, vancomycin-resistant
enterococcus (VRE), to which Ms Smith answered ‘No’.
186
135. Also at 6.00pm, clinical notes reflect that Dr Manning had reviewed Ms Smith again
noting:
75 ? Septic R knee
accepted for transfer to
armidale
Ambulance unable to transport
Patient flow aware
No family or friends available or willing
One friend who rang in to enquire declined as they had spent the last 3 days with her
R knee remains tender, swollen and warm to touch
Confusion more noticeable
187
136. Dr Manning clarifies that his reference to patient flow was a general term for the
administration that co-ordinated the interhospital patient transfers either by ambulance
or by PTS.
188
137. Further, Dr Natukokona says in his statement that at 6.00pm, Dr Manning and PFU rang
his mobile telephone in a three way link, in which PFU advised him that Ms Smith would
be admitted overnight at GIDH and transferred to ARRH first thing the following
morning, a decision which Dr Natukokona says he questioned before advising that Ms
Smith should be transferred immediately to ARRH.
189
Dr Manning says that he does not
recall any “three way” phone call.
190
Ms Welfare says in her statement that if a three way
conference call had taken place it would have been documented in the PFU database
progress notes.
191
186
Tab 10 Statement of Amy Cupitt, at [14]
187
Tab 19 GIDH Records
188
Tab 7A Supplementary Statement of Dr Manning, at [15]
189
Tab 9 Statement of Dr Natukokona, at [37]
190
Tab 7 Statement of Dr Manning, at [122(a)]
191
Tab 22A Statement of Lisa Welfare, at [6]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
32
Second contact with orthopaedic registrar at ARRH
138. Further notes by Dr Manning on 31 March 2018 appear to be the final entry in the GIDH
Clinical Notes before 1 April 2018 and document a discussion with Dr Natukokona.
Those notes read:
Patient flow advise transport available tomorrow
Plan. Admit here.
D/w Ortho Registrar
-request no abs
-monitor o’night
-they want to tap knee
Continue IV fluids
analgesia
reculture if febrile
repeat POC FBC + Chem 8
tomorrow
192
139. Dr Manning states that at no point in either discussion with Dr Natukokona did Dr
Natukokona ask Dr Manning to “perform the joint aspiration procedure, as he did not
agree with my assessment of a septic process. Dr Natukokona wanted to see Ms Smith
and perform the aspiration himself if he felt it was necessary”.
193
140. The noted conversation with the “Ortho Registrar” was the subject of oral evidence.
141. An explanation of the records was sought in oral evidence along with what was conveyed
to nursing staff.
142. In his statement, Dr Manning said that he told [unnamed] nursing staff that if, at any
time during the evening, they were worried about Ms Smith, or if Ms Smith deteriorated,
developed a fever/temperature, to contact him immediately. He stated that he expected
Ms Smith would remain under close and regular observation by nursing staff but accepts
in hindsight he should have specifically documented and advised nursing staff to keep
Ms Smith under close observation, at least 4 hourly.
194
192
Tab 19 GIDH Records [Note: these notes begin at the top of a page without specifying the exact time, although
they appear to be a continuation of Dr Manning’s 6.00pm notes mentioned in paragraph [133] of this Summary
of Evidence]
193
Tab 7A Supplementary Statement of Dr Manning, at [29]
194
Ibid, at [82]-[84]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
33
143. At 7.20pm, an “Afterhours Admission / Transfer / Discharge Form” was completed in
relation to Ms Smith, noting admission at GIDH and transfer to ward at 1900hrs,
“Admission Reason: Fall”.
195
144. At 9.15pm nursing recorded (apparently an entry by RN Alyssa Lowe):
196
Analgesia given with good effect. Pt refused to be turned @ 2030. IVF in progress for tx
to armidale tomorrow for ortho review. Vitals stable, afebrile.
145. Observations were recorded on seven occasions between 11.40am and 8.45pm on 31
March 2018 and most signs remained within normal limits although, according to
A/Professor Holdgate, the heart rate was persistently at the upper end of the normal
range”.
197
146. In her expert nursing reports, RN Gribbin states that there was a failure to closely
observe and monitor Ms Smith. RN Gribbin was only able to identify two partially
entered, hourly rounding checks overnight on 31 March 2018. RN Gribbin opines that
nurses would or should have known to closely monitor Ms Smith’s observations
overnight every hour and that this was particularly important in Ms Smith’s case, in light
of her suspected septic right knee and acute kidney injury, which a reasonably competent
nurse would have identified as issues which can lead to rapid deterioration requiring close
and regular monitoring.
198
147. The nurse in charge at GIDH from 10.45pm to 7.15am the next morning was RN
Heather Conyard, having taken over from RN Adrianna Peitsch who finished at
11.00pm.
199
148. In her statement, RN Conyard recounted that at 11pm, during her first round of the
patients following handover, she observed Ms Smith to be sleeping, and that hourly
rounds continued to be performed on the patients, including Mrs Smith throughout the
shift.
200
195
Tab 19 GIDH Records, ARRH Afterhours Admission / Transfer / Discharge Form dated 31 March 2018
196
Tab 19 GIDH Records
197
Ibid; Tab 24A Expert Report of A/Professor Holdgate Report, at [1.13]
198
Tab 25 Expert Report of RN Gribbin, pp.4-5, 21
199
Tab 18C Statement of Lisa Ramsland, at [59]
200
Tab 12 Statement of RN Conyard, at [10]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
34
D. 1 APRIL 2018: GIDH CARE
149. At 6:45am vital signs were taken and at 7.00am on 1 April 2018 EN Jeanette Murphy
who recorded:
Pt observed to be talking in sleep overnight. Obs attended and remain between the flags
as per SAGO chart. Pt is unable to swallow paracetamol this am, not able to use straw
for fluids -not understanding what to do with this action. Reported to RN Conyard
(Murphy EEN)
201
150. Observations recorded at 6:45am are recorded as follows:
RR 18bpm, SpO2 98% on nasal prongs, BP 128/63, HR 100bpm and regular,
neurological observation level was alert, T = 36.9, pain level “R” for resting.
202
151. In her statement, EN Murphy stated that:
I was not sure why Mrs Smith could not use the straw, and considered that it was
possibly because I had woken her or because her mouth was too dry
203
152. RN Conyard said, in her statement, that:
Ms Smith was orientated as to person and place but had difficulty sucking water through
a straw so she could take her medication. This was overcome by EN McDonald
assisting Mrs Smith to drink from a glass
204
153. A/Professor Holdgate opines that the above note recorded by EN Murphy indicates that
Mrs Smith was confused and unable to coordinate drinking from a straw.
205
154. RN Gribbin observes that no fluid balance chart was maintained in relation to Ms Smith,
and the above entry (which she notes to have been recorded at 6.45am) was the only
observation recorded since 8.45pm on 31 March 2018. No further observations were
recorded for the remainder of Ms Smith’s time at GIDH, constituting a delay of ten
hours overnight without recorded observations and a further delay of eight hours after
the single recorded observation referred to above,
206
which RN Gribbin states would
have made early detection difficult.
207
155. RN Gribbin also states that Ms Smith’s decline on this morning required an immediate
response by way of escalation up the chain of command to expedite an appropriate
201
Tab 19 GIDH Records, p.28; Tab 13 Statement of RN Murphy, at [15]
202
Tab 13 Statement of RN Murphy, at [13]; Tab 19 GIDH Records, p.28
203
Tab 13 Statement of EN Murphy, at [16]
204
Ibid, at [12]
205
Tab 24A Expert Report of A/Professor Holdgate, at [1.14]
206
Tab 25 Expert Report of RN Gribbin, pp.4 and 17
207
Tab 25A Supplementary Report of RN Eunice Gribbin, at [1.1]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
35
response
208
but states that, despite Ms Smith’s apparent decline in condition, the nurses
failed to call Dr Manning or escalate Ms Smith’s care up the chain of command.
209
156. The nurse in charge at GIDH from 7.00am was RN Cox, taking over from RN Conyard
who finished at 7.15am.
210
157. At 7.22am, nursing recorded:
Phone call from Mark, After Hours Bed Manager in Armidale Hospital, received 0655
hrs. Advised that on Pt being transported to ARRH today pending transport
confirmation for staff to contact ARRH ED to hand Pt over as it is unclear if any
handover to ARRH staff has been attended from nursing staff
211
158. Around this time, PFU called GIDH to advise that there was no booking. A notation at
7.41am in the PFU notes states the following (which may be a later entry for that call,
not reflecting the actual time of the call):
(Stacey Greentree) Pt not moved overnight-ward following up
159. At 7.30am, GIDH nursing recorded:
212
Pt flow manager Stacey called regarding no booking. Booking confirmed rebooked for
today. Booking # 1481727 ?10am, not confirmed time at this stage but will be
transferred today
160. At 7:28am, PTS telephone records show a call from GIDH to PTS in which it appears
that “Hannah McCarthy” who identifies herself as a nurse from GIDH, speaks to “Stu”
(understood to be Mr Stuart Reeves) at PTS. Some of that conversation is set out as
follows (with minor interjections and comments represented by ellipses). Ms McCarthy
said:
I’ve got a patient here that we’ve got written down for transfer, er, transport to Armidale
Hospital today. I’ve just been contacted through Patient Flow saying that no booking has
been made for the same … and I was wondering if it is possible if we could try and
organise something
213
161. After some discussion to ensure identification of the patient and locations, Mr Reeves
confirmed:
yes there was a booking made, um it was created on the 31
st
which was yesterday at 2:17
in the afternoon by myself from Ray … um, I made that booking, and she was getting
accepted by the ortho registrar down at the ward via ED … and it was transferred to
NSW Ambulance
208
Tab 25A Supplementary Report of RN Eunice Gribbin, at [1.2]
209
Ibid, p.5
210
Tab 18C Statement of Lisa Ramsland, at [59]
211
Tab 19 GIDH Records
212
Ibid
213
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, Annexure H Transcript, p.7 and Annexure F
Audio
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
36
162. The transcript then refers to “GI” (which may be a reference to GIDH and therefore to
Ms McCarthy), who said:
Well, NSW Ambulance had actually rung back, and this was documented at 1720 …
163. Ms McCarthy continued:
… and Ray’s written this, that spoke to NSW Ambulance, Western Coord, retransfer of
patient to Armidale. They advised that the patient is not suitable and does not require
Patient Transfer … and they have handed patient to Patient Transport, who have
nothing available until tomorrow … you can redo that one?
164. Mr Reeves replied:
yeah I can certainly re-book it, I’m just having a look at the log notes here. Yeah the
booking was forwarded at 3:13 … so they’ve obviously sent it over. There might have
been a capacity situation, as to why they couldn’t, why we couldn’t actually do it at that
time … so I’ll create a new form …
165. Ms McCarthy informed Mr Reeves:
Um, she does have MRSA … and she is quite off with the fairies
166. Mr Reeves asked:
Is that delirium that she has, is it a delirium or is she cognitively impaired?
167. Ms McCarthy replied:
It seems to be more of a delirium at this point, and it has been noted that she’s had this
on admission
168. Mr Reeves responded:
Ok, no worries at all, that’s fine, MRSA, chronic pain, delirium. [inaudible] got
osteomyelitis. And there’s no other history with her?
169. Ms McCarthy replied:
no, I think um the reason why she’s got chronic pain and everything stems from having a
car accident quite a few years ago, and she’s had that sort of, um, then medication like
dependency from there
170. After some formalities, Mr Reeves confirmed:
so I’ve got that in, and that’s booked in patient ready from now, and the booking
number is 1481727 [repeated]. Yep so, in that region, the earliest vehicle we can put her
on is a 10 o’clock car
171. Dr Manning agrees, with the benefit of hindsight and with reference to RN McCarthy’s
reference to Ms Smith being “off with the fairies”, that Ms Smith’s level of confusion at
that time indicated a clinical emergency. He states that at the time, he did not appreciate
the significance of the delirium in the context of observations otherwise being “between
the flags”.
214
214
Tab 7A Supplementary Statement of Dr Manning, at [35]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
37
172. Ms Ramsland confirms that:
The Delirium Clinical Care Standards policy and the Prevention, Recognition and Management of
Delirium policy compliance procedure (PCP) require for patients at risk of delirium to be
screened using the assessment tool. All patients over the age of 65 years who present to
hospital and have a cognitive impairment or recent change in behaviour or thinking are to
undergo early screening using one of the multiple tools listed in the PCP. Infection and
pain are listed in the PCP as precipitating factors for delirium. The patient met the criteria
for being at risk, and therefore should have undergone assessment for Delirium using the
Delirium Risk Assessment Tool (DRAT) within 24 hours of presentation/admission. This
tool subsequently recommends further investigations if there is a change in behaviour and
ongoing daily monitoring of a patients condition using the Confusion Assessment
Method tool.
215
173. NSWA confirms that the booking was not transferred from NSWA to PTS but states
that “at 0728 hours on 1 April 2018, HNELHD rebooked the transfer with PTS”.
216
174. At 7:31am, PTS Booking Form 1481727 shows that a booking was made by “Hannah”
to transfer Ms Smith from GIDH to ARRH. The Joint Response states that this
telephone call was made at 7:28am.
217
Booking Form 1481727 notes, among other
things:
(MRSA) Methicillin Resistant Staphylococcus Aureus
Is the Patient Between the Flags? / Yes
DX: OSTEOMYELITIS
HX: MRSA // CHRONIC PAIN // DELIRIUM
ACCEPTED BY ORTHO REGISTRAR FOR WARD VIA ED
R septic knee joint
Pickup Time 01/04 07:20 09:30
Delivery Time 01/04 09:00 12:10
175. The booking form does not make any reference to the booking being “urgent” or any
similar statements.
176. At 7:32am, transfer 1481727 was allocated to a PTS vehicle.
218
177. At 7.36am, Mr Mark Dunworth of NSWA called PTS and spoke to someone he called
“Tooba”, concerning Ms Smith’s transfer.
219
Mr Dunworth said:
got a job that we got from you guys yesterday only because you had no vehicles. It was
a Glen Innes to Armidale and I know the guys were going out they were doing a Glen
215
Tab 18C Statement of Lisa Ramsland, at [60]
216
Tab 21B Statement of Robert Fairey, at [40]-[41]
217
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, at [21] and Annexure G Booking 1481727
218
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, at [23]
219
Tab 14 Supplementary Statement of Mark Dunworth, Annexure A Transcript, pp.5-6
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
38
Innes out to Vegetable Creek and then bringing a Vegetable Creek back into Glen Innes
umm and so I thought this one might just umm fit in perfectly. It’s - ”
178. “Tooba” interrupted to say:
just before you go on, maybe I’ve got it already because that car is full now
179. Mr Dunworth and “Tooba” then confirmed that they were both talking about “Maureen
Ann Smith” and ended the conversation.
180. At 7:38am, NSWA Incident Report Details records “CONFIRMED GOING WITH
NEPT”.
220
181. Also at 7:38am, NSWA Incident Report Details further records “Incident has been
closed.”
221
182. The next apparent notation after 7:30am in the GIDH Clinical Notes is by Dr Manning,
showing that at an unspecified time on 1 April 2018 he reviewed Ms Smith and recorded:
75 ↑ pain
confusion
swollen R knee post
cortisone injection
AKI [acute kidney injury]
?Septic R knee
no transfer options to Armidale
Ortho has requested no abs pending their review
Full bloods +cultures taken here
But unable to transfer for analysis
on slow IV fluids
222
183. Also, at an unspecified time on 1 April 2018, possibly at the same time and as the
remainder of the notes immediately above, Dr Manning’s notes record in relation to Ms
Smith:
O/E HR 100 128/63
Clear HSDNA
Soft
no mass
R Knee swelling
tender
warm
220
Ibid, Annexure B Transcript, p.2; Tab 21A Statement of Lauren Mansell, Annexure J Incident Detail Report
60050
221
Ibid
222
Tab 19 GIDH Records
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
39
Imp: Delirium
+ raised WCC
? Septic knee
(not clear cut but no other source)
limit investigations available locally to progress diagnosis and were unable to transfer
Plan: T/F today
Urine MCS
CXR to complete septic screen
await bloods
if unable to transfer will need MX [management] soon
223
184. A further note by Dr Manning was added to the handwritten referral prepared for ARRH
that morning also at an unspecified time, which reads:
Maureen has remained afebrile but increased delirium and the swelling in the right knee
has increased.
She is having CXR [?chest X-Ray] & urine studies but without formal bloods our ability
to further identify the source has been limited.
As per orthopaedics we have held off antibiotics.
224
185. Dr Manning states that he recalls looking at the Standard Adult General Observation
chart (SAGO chart) during his ward round that morning and noticed there were no
observations performed overnight. He recalls the nurse with him also commenting on
this and informing him it would be followed up.
225
Dr Manning accepts that he should
have recorded the frequency of observations into Ms Smith’s patient file.
226
186. A/Professor Holdgate states that given the ongoing delays in the transfer, antibiotics
should have been administered on the morning of 1 April 2018 and that this would have
probably increased Ms Smith’s chances of survival,
227
although it is not possible to
quantify that increase.
228
187. A/Professor Holdgate further opines that when Ms Smith did not arrive at ARRH during
the morning, Dr Natukokona should have actively pursued her whereabouts given his
awareness of her possible septic arthritis and given that he had advised (at least, according
to Dr Manning’s contemporaneous notes) that antibiotics should not be administered.
A/Professor Holdgate also opined that it was not Dr Natukokona alone who was
responsible for pursuing the progress of Mrs Smith’s transfer.
229
223
Tab 19 GIDH Records
224
Tab 19 GIDH Records
225
Tab 7A Supplementary Statement of Dr Manning, at [32]
226
Ibid, at [33]
227
Tab 24A Expert Report of A/Professor Holdgate, at [3.4]
228
Ibid, at [8.1]
229
Tab 24B Supplementary Report of A/Professor Holdgate, p.4 at bullet point 2
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
40
188. At 9.30am, x-rays were taken of Ms Smith’s chest and right knee.
230
189. At 10.00am, according to her statement, RN Carol Tierney from PTS arrived with Rachel
Margery, Patient Transport Officer (PTO), at GIDH for the purpose of transferring a
different patient to Emmaville Multipurpose Service and during that attendance, became
aware of the transfer of Ms Smith to ARRH.
231
In the Joint Response, it is stated that the
PTS crew “first transferred a patient from GIDH to Vegetable Creek Multipurpose
Service at Emmaville on the morning of 1 April 2018” in response to a booking that was
made the previous morning at 11:31am.
232
190. At 11.00am Ms Smith was documented by EN Cupitt as confused and incontinent of
urine. A Mid-Stream Urine test was collected.
233
191. At 12.15pm nursing records noted (apparently by RN Jodie Dijkstra):
234
Ice applied to pt’s R) knee helping with pain & inflammation. Pt says that her left arm &
leg felt “heavy” Pt also complained of painful heels. Heel pads & bandages applied.
Remains awaiting T/F resting comfortably otherwise.
192. Dr Manning states that he was passing by Ms Smith’s room at around 12:30pm to review
another patient and was surprised and frustrated to see that she had not been transferred
earlier that day. He states he expected to be notified by nursing staff if she was not
transferred as planned. Dr Manning said he was told by the ward nurse that there was a
higher priority patient that required transfer that morning but that the transport officer
was back on site at the hospital having a short mandated break.
193. RN Gribbin states that the failure by nursing staff to have engaged in close monitoring
and recording of observations, along with failing to make Dr Manning aware of the
delayed transportation and refusal of NSWA to accept Ms Smith’s transfer, was a missed
opportunity for urgent action to be taken by Dr Manning.
235
E. 1 APRIL 2018: PTS ARRIVAL AT GIDH AND TRANSFER TO ARRH
194. According to the Joint Response, the PTS crew returned to GIDH at 1:25pm and
commenced a mandated break.
230
Tab 19 GIDH Records
231
Tab 16 Statement of RN Tierney, at [7]
232
Tab 18A Joint Statement of HNELHD, NSWA and HealthShare, at [26]
233
Tab 19 GIDH Records
234
Ibid
235
Tab 25A Supplementary Report of RN Eunice Gribbin, at [1.3]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
41
195. According to her statement, at an unspecified time RN Tierney and her colleague
returned to GIDH from two other jobs involving Emmaville Multipurpose Service.
236
Upon arrival, she observed Ms Smith sitting up in bed, she was pale, “a little bit restless
and rubbing her ankle”. RN Tierney states that the nursing staff advised her that Ms
Smith’s diagnosis appeared to be sepsis.
237
196. RN Gribbin states that a full set of observations is required prior to any form of patient
transfer but that this was not done in relation to Ms Smith prior to her transfer.
238
197. RN Tierney states she reviewed Ms Smith’s paperwork upon arrival and noticed that
observations had not been recorded since around 6.30am and requested that those be
performed noting in her statement that temperature, blood pressure and pulse were
within normal limits, but her oxygen saturation was low.
239
The observations do not
appear to be recorded in the medical notes. RN Tierney requested oxygen to be given to
Ms Smith and recalls that this was applied by simple face mask and that, prior to leaving
the ward, her oxygen saturation had gone up over 90%.
240
198. At 1.40pm Morphine was administered.
241
In transferring Ms Smith to the stretcher, RN
Tierney states that Ms Smith remained a little restless and as a result, RN Tierney asked
if it was possible to have a bit more pain care for Ms Smith. RN Tierney further states
that the “nurses consulted with the doctor in the ED, and 2.5mg morphine IV was
ordered and given”.
242
Dr Manning states that he ordered the morphine without
reviewing Ms Smith because he was with another patient in the ED and unable to leave
the ED. He states that, with the benefit of hindsight, he should have gone to review Ms
Smith and taken her observations before doing so.
243
199. Patient transport officer (PTO) Rachel Margery recalls that RN Tierney said of Ms Smith
as they prepared for transfer, “she’s not well” and words to the effect for Ms Margery to
get to Armidale as quickly as possible.
244
236
Tab 16 Statement of RN Tierney, at [8]
237
Ibid, at [9]
238
Tab 25 Expert Report of RN Gribbin, p.17
239
Tab 16 Statement of RN Tierney, at [9]
240
Ibid, at [9] and [13]
241
Tab 19 GIDH Records
242
Tab 16 Statement of RN Tierney, at [11]
243
Tab 7A Supplementary Statement of Dr Manning, at [34]
244
Tab 16B Statement of Rachel Margery, at [8]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
42
200. According to GIDH records, Ms Smith’s transfer to ARRH commenced at 2.00pm.
245
201. The handover information provided (Handover Printout)
246
confirms that the transfer
at “pickup” was affected as between nurse “Amy” (understood to be EN Amy Cupitt)
and PTS staff “Carol” (understood to be RN Carol Tierney). The Handover Printout
included the following information:
a. in response to “Are there any concerns regarding clinical deterioration for this
patient during transport?”, “No”;
b. confirmation of an altered cognitive state (e.g. Confusion), and “anxious
reassurance given”;
c. confirmation of infection risk;
d. confirmation that the PTS crew had assessed Ms Smith as suitable for transport
with PTS; and
e. most recent observations were between the flats “YES”.
202. At 2.00pm, nursing records (by RN McLoughlin) note that blood results were returned
by telephone from Tamworth pathology in relation to samples collected the previous
day, demonstrating:
a. a white cell count (WCC) of 29.6 which was, according to A/Professor Holdgate,
“very high”;
247
b. high C-reactive Protein (CRP), later determined to be 403: also “very high
according to A/Professor Holdgate
248
;
c. potassium of 6.1: according to A/Professor Holdgate “moderately elevated”;
249
d. creatinine of 196: according to Professor Rawlinson
250
“raised Creatinine”; and
e. GFR at 23 ml/min: according to Professor Rawlinson, “decreased”.
251
203. A/Professor Holdgate confirms that both WCC and CRP are general tests, results of
which can be raised for many reasons but most commonly in the presence of infection.
245
Tab 19 GIDH Records
246
Tab 22E HealthShare Handover Printout
247
Tab 19 GIDH Records; Tab 24A Expert Report of A/Professor Holdgate, at [1.16]
248
Ibid
249
Ibid
250
Tab 23 Expert Report of Professor Rawlinson, p.8 at bullet point 4
251
Ibid
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
43
Raised WCC and CRP indicates significant infection but does not differentiate between
localised or generalised infection. Ms Smith’s results were consistent with both septic
arthritis (restricted to the joint) or generalised sepsis (throughout the body). However,
she states that, in conjunction with her increased confusion during the morning, the
significantly raised WCC and CRP would be supportive of the presence of generalised
sepsis.
252
204. Dr Manning states that he was not made aware of these pathology results at the time
they arrived and did not learn of them until between 5.30 to 6pm that day. As he did not
have access to Auslab, he requested the RN MacLean access Auslab on his behalf to
access the results at or around that time.
253
205. Dr Manning states:
Had I known that Ms Smith had a CRP of 403, at any stage, I would have immediately
changed my approach, as a CRP that high would have supported a diagnosis of sepsis. I
would have commenced Ms Smith on antibiotics immediately, regardless of other
circumstances.
254
206. At 3.00pm nursing notes state (apparently a note by EN Cupitt):
255
Pt transferred to ARRH via pt t/p @1400hrs. Analgesia & anti-emetic given prior to
leaving. Pt extremely anxious IVF in progress. Handover given to ARRH ED staff on
departure
207. RN Tierney states that:
a. Ms Smith was alert and conversing throughout the trip, apart from being “a little
confused” when talking about her children at one stage, but otherwise alert;
256
and
b. about 10 minutes from ARRH, Ms Smith was a little bit restless and said she had
a backache.
257
208. RN Gribbin notes that clinical observations where not documented during the transfer
and this is not consistent with peer professional opinion as competent clinical practice
at the time.
258
252
Tab 24B Supplementary Report of A/Professor Holdgate, p.2
253
Tab 7A Supplementary Statement of Dr Manning, at [7]
254
Ibid, at [8]
255
Tab 19 GIDH Records
256
Tab 16 Statement of RN Tierney, at [16]
257
Ibid, at [17]
258
Tab 25A Supplementary Report of RN Eunice Gribbin, at [2.2]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
44
F. 1 APRIL 2018: ARRIVAL AT ARRH, HANDOVER AND TREATMENT
Arrival at ARRH
209. ARRH records show that Ms Smith arrived at 3.14pm and was triaged as ATS2.
259
210. At 3.15pm, ARRH ED Triage Nurse Notes state in typeface:
260
Pt BIB Community transport, presented last night with chronic right shoulder and knee
pain.
Pt for admission via ortho reg for ? septic right knee post cortoissone [sic] injection last
week.
OE: Pt not abke [sic] to answer questions, cold perioherally [sic], looks very unwell,
offloaded to be for further assessment, appears delusional to community nurse.
211. And in handwriting:
T/F from Glen Innes Hospital with ? septic (R) knee
On arrival to ED pt was pale and nonresponsive
Offloaded to resus, seen by Dr Young
Warm to touch, cap refill 4 sec …”
Handover / Triage timing and location
212. At or shortly after the time of arrival, RN Tierney executed handover with the triage
nurse, RN Joanne Mulvey, in the location RN Mulvey identified as the green boxed area
on the map below. While handover occurred, Ms Smith was in the “Ambulance Triage”
area, outlined in red below, with PTO Rachel Margery and without any medical staff in
attendance.
259
Tab 20 ARRH Records, pp.6, 11
260
Tab 20 ARRH Records, p.11
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
45
213. PTO Margery states that Ms Smith was placed “to the right of the words “Ambulance
Triage 0-045” on the above map, within the red outline.
261
RN Mulvey states, by
marking on a map, that Ms Smith was left within the outlined Ambulance Triage area
but to the left of the central dotted line.
262
214. In the PTS incident report, the ‘notifier’ is identified as RN Tierney and the following
note is recorded under ‘incident description’:
263
I left Mrs Smith, on the stretcher in the triage bay after we made her comfortable
rearranging her position, with our Driver at 1514hrs and went the separate room to give
handover to the triage nurse Jo. The time of 1514hrs is the record on the triage notes.
215. The PTS incident report recorded that PTO Margery had stayed with Ms Smith during
the time in which RN Tierney had conducted the handover.
264
PTO Margery confirms
this in her statement.
265
216. PTO Margery recalls that RN Tierney did a set of observations on Ms Smith upon arrival,
before leaving the patient through the door between “Office Write-up (AMB) 0-044”
261
Tab 16B Statement of Rachel Margery, at [12]
262
Tab 11B Supplementary Statement of RN Mulvey, at [5]
263
Tab 22F Patient Transport Services Incident Report
264
Ibid, p.3 under the heading “Senior staff member”
265
Tab 16B Statement of Rachel Margery, at [13]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
46
and “Reception/Clerical/Security/Copy 0-002” (that door is circled in blue on the map
of ARRH above) to undertake the handover.
266
217. RN Mulvey has indicated that the handover occurred at the location of the green outline
in the map above.
267
218. According to RN Mulvey, the handover commenced at 3:15pm.
268
It continued for a
“short period of time” but she does not recall how long the handover had been going
for before she and RN Tierney returned to the Ambulance Triage area to see Ms Smith
because “it became evident that [she] needed clarification on Ms Smith’s current
condition”.
269
219. According to RN Tierney, the handover commenced at 3:14pm and ended at 3:25pm
or 3:26pm. RN Tierney states that she is aware of the timing of the handover having had
reference to the incident report (which records the time of Ms Smith’s arrival at ARRH
as 3:14pm) and the audio of a subsequent telephone call she made to PTS Sydney hub.
270
In that telephone call, RN Tierney reported back to PTS that she had been in triage for
12 minutes while PTO Margery was with Ms Smith.
271
220. PTO Margery states that RN Tierney returned to Ms Smith at 3:26pm with a nurse from
ARRH.
272
221. RN Tierney states that, when she and RN Mulvey returned, Ms Smith appeared to be
sleeping and responded only with “a noise that sounded like a grunt or a groan” when
the triage nurse (presumably RN Mulvey) addressed her.
273
The PTS incident report
includes the following related note:
274
Around 1525hrs the triage nurse and I came out of the room to speak to Mrs Smith. Mrs
Smith only grunted to Jo then there was no more response from her. Mrs Smith face was
very pale in colour.
266
Tab 16B Statement of Rachel Margery, at [13]
267
Tab 11B Second Supplementary Statement of RN Mulvey at [6] and Annexure A
268
Tab 11A Supplementary Statement of RN Mulvey, at [5]; Tab 11B Second Supplementary Statement of RN
Mulvey, at [6]
269
Tab 11B Second Supplementary Statement of RN Mulvey, at [6]
270
Tab 16A Supplementary Statement of RN Tierney, at [20A] and Annexure E Transcript
271
Ibid, Annexure E Transcript, at p.2
272
Tab 16B Statement of Rachel Margery, at [15]
273
Tab 16 Statement of RN Tierney, at [21]
274
Tab 22F Patient Transport Services Incident Report
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
47
222. RN Mulvey states that it is not possible to bring a patient on a stretcher into the “Patient
Transport and Triage Area”.
275
223. RN Sillitoe states that normal practice for a patient arriving to ED via inter-hospital
transfer “would have been to triage them in the designated Ambulance Bay within the
department.”
276
RN Gribbin states that handover ought to have been conducted at the
bedside.
277
224. The Clinical Handover Standard Key Principles” policy in place at the time of the
handover states the handover place should be:
“In the patient’s presence, where appropriate (bedside handover).”
278
225. That policy also states:
“Where the condition of a patient is deteriorating: Escalate the management of these
patients as soon as a deterioration in condition is detected.
279
Handover / Triage notes
226. The Handover Printout confirms that the transfer at “destination” was affected as
between PTS staff “Carol” (RN Carol Tierney) and nurse “Jo” (RN Joanne Mulvey). The
Handover Printout included the following information:
280
a. the “current diagnosis” provided was “chronic pain”. RN Tierney has stated she
acknowledges she should have instead recorded the diagnosis of “R septic knee
joint” as had been written on the electronic booking information;
281
b. the most recent clinical observations were confirmed as between the flags, and a
further note at the end of the Handover Printout states:
Re: Are the most recent clinical observations between the flags? Crew noted the
following: ‘Between the flags prior to leaving and during trip pulse 86’;
c.
no “relevant medical history” of the patient was recorded as being handed over;
d. “MRSA” was recorded as an infection risk;
275
Tab 11A Supplementary Statement of RN Mulvey, at [5]
276
Tab 13F Supplementary Statement of RN Sillitoe, at [6]
277
Tab 25A Supplementary Report of RN Eunice Gribbin, at [3.3] and [4.2]
278
Tab 22O Letter from the Crown Solicitor’s Office regarding transfer, triage and handover, Annexure A, at p.8
279
Ibid
280
Tab 22E HealthShare Handover Printout
281
Tab 16A Supplementary Statement of RN Tierney, at [9A]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
48
e. PTS crew assessment of the condition of the patient at the end of the transfer was
“unchanged”, however a note following this states:
Re: Advise if the patient has an altered cognitive state (e.g. confusion)? Crew
noted the following: ‘delirious which became worse in the last 20 minutes
227. RN Mulvey confirms that RN Tierney had told her that Ms Smith had become delusional
in the last twenty minutes of the journey.
282
228. RN Mulvey states that when she observed Ms Smith she “looked very unwell. She was
peripherally cold and unable to answer questions when asked, and only mumbled in
response. Her mouth was dry, her eyes were only slightly opened and she was moving
her dentures with her tongue. She did not respond to verbal commands.” and that as a
result of this, RN Mulvey immediately alerted the RN in charge and informed the Chief
Medical officer of Ms Smith’s condition, after which Ms Smith was transferred to the
resuscitation bay.
283
Transfer of Ms Smith to resuscitation bay
229. PTO Margery states that when the two nurses returned to Ms Smith on the stretcher,
the ARRH nurse (known to be RN Mulvey) said “let’s go to bed 5”,
284
and PTO Margery
started moving Ms Smith there accordingly but after a few steps the ARRH nurse said
that they should instead go straight to Resus Bay 2 (marked as Patient Bay Resuscitation
0-014 on the map of ARRH).
285
230. RN Tierney describes in her statement that while transferring Ms Smith on a stretcher
to her designated bed, the ED nurse-in-charge (known to be RN Sillitoe) approached
and attempted but could not rouse Ms Smith and redirected RN Tierney to a bed in the
resuscitation bay at 3.30pm.
286
231. PTO Margery recalls Ms Smith was transferred to the bed in Resus Bay 2 before PTO
Margery departed with the stretcher prior to CPR commencing.
287
232. The PTS incident report records the ‘initial action taken’ as follows:
282
Tab 11 Statement of RN Mulvey, at [6]
283
Ibid, at [7]; Tab 16B on the PTO Rachel Margery states that Bed 5 is marked as “Patient Bay Acute Treatment 0-
048” on the map of ARRH at Annexure A
285
Tab 16B Statement of Rachel Margery, at [16] and [17]
286
Tab 16 Statement of RN Tierney, at [23]-[24]
287
Tab 16B Statement of Rachel Margery, at [18]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
49
We immediately transferred Mrs Smith off the trolley to a bed in the Resus Bay under
the care of the Emergency Nurses.
Resuscitation attempt
233. RN Tierney states that the ED nurse-in-charge commenced chest compressions after
checking for a heartbeat and requested RN Tierney to press the red emergency button,
which she did.
288
234. ARRH Progress / Clinical Notes set out a timeline of CPR commencing at 3.35pm
289
and ARRH ED Triage Notes, at 3.15pm record:
-not responding to voice or painful stimulus
-monitor connected, found pt to be in ventricular fibrillation, no carotid pulse palpated
-pads applied, shocked [with] 200J
-CPR started immediately
-MET call activated
On airway Dr young – [Guedel] + BVM ready to bag
TL: Dr Hawksford
Medical team from ward arrived quickly to assist
Continue on for 30 minutes [with] ALS [Advanced life support]-asystole
290
235. At 4.07pm the decision was taken to stop resuscitation. Ms Smith was declared
deceased.
291
Dr Natukokonas involvement in Ms Smith’s treatment at ARRH
236. Dr Natukokona confirms that he had no communication or information about Ms Smith
on 1 April 2018 until he met her at 3.14pm when she arrived at ARRH and was brought
into the Resuscitation Bay.
292
237. Dr Natukokona states that he reviewed Ms Smith’s right knee at that time and states that
he found it to be normal, with no erythema, no warmth, no swelling and no obvious
drainable joint effusion”.
293
238. Dr Hawksford, who was involved in the resuscitation of Ms Smith, recalls Dr
Natukokona standing by the bed of Ms Smith during the attempted resuscitation and
holding a syringe.
294
288
Tab 16 Statement of RN Tierney, at [23]-[24]
289
Tab 20 ARRH Records, p.13
290
Tab 20 ARRH Records, p.12
291
Ibid, p.13
292
Tab 9 Statement of Dr Natukokona, at [45]
293
Ibid, at [46]
294
Tab 17A Supplementary Statement of Dr Hawksford, at [4]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
50
239. A/Professor Holdgate has reviewed clinical photographs of Ms Smith’s right knee, which
were taken on 6 April 2018 at the autopsy of Ms Smith, and states that those photographs
confirm the clinical impression of Dr Manning, including a large effusion in the knee
joint.
295
Subsequent events that day
240. At 6.30pm Dr Manning made the following entry into clinical notes after having been
advised of Ms Smith’s death:
Reviewed notes after contact from Constable Matt Lee-Winser of Armidale Police
advised of Maureen Smith’s death at the Armidale emergency.
Please note results as listed above were not relayed to myself, was reviewing bloods with
RN Raymond MacLean immediately before notification.
296
241. At 11.30pm NSW Pathology telephoned blood culture results to Dr Mazen Ashour ED
ARRH informing them that both blood cultures and a midstream urine test confirmed
staphylococcus aureus.
297
242. Dr Manning states that, upon review of those records, the blood culture results detected
gram positive cocci and that:
had I known of the gram positive cocci blood culture results, at any stage, this would have
confirmed a diagnosis of sepsis, as a complication of my working diagnosis of septic
arthritis.
298
G. POST MORTEM RESULTS AND EXPERT ANALYSIS
243. The Autopsy Report concludes that:
The findings are consistent with death due to Staphylococcus aureus septicaemia due to
septic arthritis of the right knee. The corticosteroid injections performed 10 days prior to
her death are a likely source of infection. A contributing factor in the death may be the
management of this case at Glen Innes and Armidale Hospitals, specifically the delays in
transport of the deceased and the subsequent commencement of appropriate
management.
299
244. Results from testing on 31 March 2018 demonstrated MSSA
300
(which was different to
the MRSA organism colonizing Ms Smith’s ulcers chronically over earlier years)
301
and
results from testing the following day measured staphylococcus aureus at >10^8/L,
295
Tab 24C Second Supplementary Report of A/Professor Holdgate, p.5
296
Tab 19 GIDH Records
297
Tab 19A Pathology North Blood Culture Report, p.13; Tab 15 Statement of Professor Wilson, Annexure H
Specimen Audit History
298
Tab 7A Supplementary Statement of Dr Manning, at [9]-[10]
299
Tab 2 Autopsy Report, p.5 at [7]
300
Tab 19A Microbiology Report dated 3 April 2018, p.94
301
Tab 23 Expert Report of Professor Rawlinson, p.4 at [4]
INQUEST INTO THE DEATH OF MAUREEN ANNE SMITH
Summary of evidence as at 13 September 2022
Liability limited by a scheme approved under Professional Standards Legislation
51
which was not sensitive to Methicillin but was sensitive to Flucloxacillin, (or, according
to A/Professor Holdgate, sensitive to standard antibiotic therapy”).
302
Professor
Rawlinson opined that there were “a number of antibiotic choices for Ms Smith at that
time”.
303
245. According to A/Professor Holdgate, it is almost certain that the joint injections on
either 12 or 21 March were the cause of Mrs Smith’s septic arthritis and subsequent
generalised sepsis with the more likely source being the shoulder injection on 21
March.
304
246. A/Professor Holdgate opines that there is no doubt that administration of antibiotics on
the afternoon of 31 March 2018 (and probably even on the morning of 1 April 2018)
would have increased Ms Smith’s chances of survival, however, in her view, it is
impossible to quantify that increase.
305
A/Professor Holdgate opines that without any
antibiotics, risk of death was very high; with antibiotics, the risk would have been
substantially lower but still in the order of 30%.
306
247. Professor Rawlinson opines “[i]t is uncertain what the cause of sepsis for Ms Smith was”
but that it waslikelythat the corticosteroid injections in March 2018
307
could have
contributed to Ms Smith’s acute infection.
308
248. Professor Rawlinson states “Ms Smith was at high risk of death … from an acute septic
or other inflammatory event”. He opines that it is not possible to give a definitive opinion
regarding Ms Smith’s chance of survival had she been given antibiotics to which the
MSSA was susceptible but does state that providing “appropriate” antibiotics would have
led to a better chance of survival, particularly if administered within 24 to 36 hours prior
to her demise. He states that the antibiotic likely to be administered would be broad
spectrum antibiotics such as ceftriaxone, “which would not have been as appropriate as
specific antibiotics such as flucloxacillin or clindamycin, although they would to some
extent have reduced progression of her MSSA infection.”
309
302
Tab 19A Microbiology Report dated 3 April 2018, p.94; Tab 24A Expert Report of A/Professor Holdgate, at
[1.1], [1.18], [5.1]-[5.3]; Tab 23 Expert Report of Professor Rawlinson, p.4 at [4.0(4)]
303
Tab 23 Expert Report of Professor Rawlinson, p.4 at [4.0(4)]
304
Tab 24A Expert Report of A/Professor Holdgate, at [7.2]
305
Ibid, at [8.1]
306
Ibid, p.12 at [8.3]
307
Professor Rawlinson refers to the injections “administered by Dr Diebold on 14 March 2018 and 21 March
2018”, however other material evidences the first injection to have been administered by Dr Petroff on 12
March 2018 (see paragraphs [16] and [18] of this Summary of Evidence)
308
Tab 23 Expert Report of Professor Rawlinson, p.6 at [6]
309
Ibid, at [7]